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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 15.125 | 12/08/2005 | M | 4,000 (2) | 10/27/2003 | 10/27/2010 | Common Stock, Par Value $1.00 | 4,000 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 16.825 | 12/08/2005 | M | 4,000 (2) | 10/26/2004 | 10/26/2011 | Common Stock, Par Value $1.00 | 4,000 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 13.35 | 12/08/2005 | M | 4,000 (2) | 10/25/2005 | 10/25/2012 | Common Stock, Par Value $1.00 | 4,000 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (right to buy) | $ 17.815 | 12/08/2005 | M | 3,000 (2) | (3) | 10/24/2013 | Common Stock, Par Value $1.00 | 3,000 | $ 0 | 1,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KAUFMAN STEPHEN P 306 BEACON STREET, UNIT 3 BOSTON, MA 02116 |
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By: /s/ Scott T. Mikuen, Attorney-in-Fact, For: Stephen P. Kaufman | 12/12/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On February 25, 2005, Harris Corporation declared a stock dividend, payable to all holders of record of common stock on March 14, 2005, of 1 share of common stock for each share of common stock outstanding. The aggregate of 8,000 shares listed in Column 5 of Table I include shares issued on March 30, 2005 to effect the 2-for-1 stock split. |
(2) | Pursuant to the anti-dilution provisions of the Corporation's Stock Incentive Plan, all options outstanding on 3/30/05 became exercisable for twice as many shares at an exercise price of 50% of the then effective exercise price. |
(3) | Of the 4,000 shares granted on this 10/24/03 stock option, 2,000 shares are exercisable on 10/24/04, 1,000 shares are exercisable on 10/24/05, and 1,000 shares are exercisable on 10/24/06. |
Remarks: This Form 4 is 1 of 2 being filed by the Reporting Person on December 12, 2005. A second Form 4 was filed by the Reporting Person to report additional transactions. |