Nuveen Floating Rate Income Opportunity Fund

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-21579

 

Nuveen Floating Rate Income Opportunity Fund


(Exact name of registrant as specified in charter)

 

333 West Wacker Drive, Chicago, Illinois 60606


(Address of principal executive offices) (Zip Code)

 

Gifford R. Zimmerman - Chief Administrative Officer


(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 312-917-7700

 

Date of fiscal year-end: July 31

 

Date of reporting period: June 30, 2016

 



Item 1. Proxy Voting Record


Institutional Account Name

  

Company Name

  

Ticker

  

Provider Security ID

  

Meeting Date

  

Proponent

  

Proposal Text

  

Management

Recommendation

  

Vote
Instruction

  

Vote Against
Management

Nuveen Floating Rate Income Opportunity Fund    Tribune Publishing Company    TPUB    896082104    6/2/2016 9:30    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    Against    Yes
Nuveen Floating Rate Income Opportunity Fund    Tribune Publishing Company    TPUB    896082104    6/2/2016 9:30    Management    Ratify Ernst & Young LLP as Auditors    Abstain    Do Not Vote    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Publishing Company    TPUB    896082104    6/2/2016 9:30    Management    Amend Omnibus Stock Plan    Abstain    Do Not Vote    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Publishing Company    TPUB    896082104    6/2/2016 9:30    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    Abstain    Do Not Vote    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Publishing Company    TPUB    896082104    6/2/2016 9:30    Share Holder    Management Nominee Donald Tang    Withhold    Do Not Vote    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Publishing Company    TPUB    896082104    6/2/2016 9:30    Share Holder    Management Nominee Richard A. Reck    Withhold    Do Not Vote    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Publishing Company    TPUB    896082104    6/2/2016 9:30    Share Holder    Management Nominee Eddy W. Hartenstein    Withhold    Do Not Vote    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Publishing Company    TPUB    896082104    6/2/2016 9:30    Share Holder    Management Nominee Philip G. Franklin    Withhold    Do Not Vote    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Publishing Company    TPUB    896082104    6/2/2016 9:30    Share Holder    Management Nominee Michael W. Ferro, Jr.    Withhold    Do Not Vote    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Publishing Company    TPUB    896082104    6/2/2016 9:30    Share Holder    Management Nominee David E. Dibble    Withhold    Do Not Vote    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Publishing Company    TPUB    896082104    6/2/2016 9:30    Share Holder    Management Nominee Justin C. Dearborn    Withhold    Do Not Vote    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Publishing Company    TPUB    896082104    6/2/2016 9:30    Share Holder    Management Nominee Carol Crenshaw    Withhold    Do Not Vote    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Publishing Company    TPUB    896082104    6/2/2016 9:30    Management    Ratify Ernst & Young LLP as Auditors    For    For    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Publishing Company    TPUB    896082104    6/2/2016 9:30    Management    Amend Omnibus Stock Plan    For    For    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Publishing Company    TPUB    896082104    6/2/2016 9:30    Management    Elect Director Donald Tang    For    For    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Publishing Company    TPUB    896082104    6/2/2016 9:30    Management    Elect Director Richard A. Reck    For    For    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Publishing Company    TPUB    896082104    6/2/2016 9:30    Management    Elect Director Eddy W. Hartenstein    For    For    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Publishing Company    TPUB    896082104    6/2/2016 9:30    Management    Elect Director Michael W. Ferro, Jr.    For    For    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Publishing Company    TPUB    896082104    6/2/2016 9:30    Management    Elect Director Justin C. Dearborn    For    For    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Publishing Company    TPUB    896082104    6/2/2016 9:30    Management    Elect Director Carol Crenshaw    For    For    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Media Company    TRCO    896047503    5/5/2016 8:30    Management    Approve Non-Employee Director Omnibus Stock Plan    For    For    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Media Company    TRCO    896047503    5/5/2016 8:30    Management    Approve Omnibus Stock Plan    For    For    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Media Company    TRCO    896047503    5/5/2016 8:30    Management    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Media Company    TRCO    896047503    5/5/2016 8:30    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Media Company    TRCO    896047503    5/5/2016 8:30    Management    Elect Director Peter E. Murphy    For    For    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Media Company    TRCO    896047503    5/5/2016 8:30    Management    Elect Director Ross Levinsohn    For    For    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Media Company    TRCO    896047503    5/5/2016 8:30    Management    Elect Director Bruce A. Karsh    For    For    No
Nuveen Floating Rate Income Opportunity Fund    Cumulus Media Inc.    CMLS    231082108    6/9/2016 8:00    Management    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    No
                          
Nuveen Floating Rate Income Opportunity Fund    Cumulus Media Inc.    CMLS    231082108    6/9/2016 8:00    Management    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    No
Nuveen Floating Rate Income Opportunity Fund    Cumulus Media Inc.    CMLS    231082108    6/9/2016 8:00    Management    Elect Director David M. Tolley    For    For    No
Nuveen Floating Rate Income Opportunity Fund    Cumulus Media Inc.    CMLS    231082108    6/9/2016 8:00    Management    Elect Director Alexis Glick    For    For    No
Nuveen Floating Rate Income Opportunity Fund    Cumulus Media Inc.    CMLS    231082108    6/9/2016 8:00    Management    Elect Director Ralph B. Everett    For    For    No
Nuveen Floating Rate Income Opportunity Fund    Cumulus Media Inc.    CMLS    231082108    6/9/2016 8:00    Management    Elect Director Lewis W. Dickey, Jr.    For    For    No
Nuveen Floating Rate Income Opportunity Fund    Cumulus Media Inc.    CMLS    231082108    6/9/2016 8:00    Management    Elect Director Brian Cassidy    For    For    No
Nuveen Floating Rate Income Opportunity Fund    Cumulus Media Inc.    CMLS    231082108    6/9/2016 8:00    Management    Elect Director Mary G. Berner    For    For    No
Nuveen Floating Rate Income Opportunity Fund    Cumulus Media Inc.    CMLS    231082108    6/9/2016 8:00    Management    Elect Director Jeffrey A. Marcus    For    For    No
Nuveen Floating Rate Income Opportunity Fund    Tribune Publishing Company    TPUB    896082104    6/2/2016 9:30    Management    Elect Director Philip G. Franklin    For    Withhold    Yes
Nuveen Floating Rate Income Opportunity Fund    Tribune Publishing Company    TPUB    896082104    6/2/2016 9:30    Management    Elect Director David E. Dibble    For    Withhold    Yes


SIGNATURES:

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 


Nuveen Floating Rate Income Opportunity Fund

 

By  

/s/ Gifford R. Zimmerman


    Gifford R. Zimmerman – Chief Administrative Officer
Date    

 

August 29, 2016