N-PX

As filed with the Securities and Exchange Commission on August 16, 2016.

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM N-PX

 

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-04980

 

 

TCW Strategic Income Fund, Inc.

(Exact Name of Registrant as Specified in Charter)

 

 

865 South Figueroa Street, Suite 1800,

Los Angeles, CA 90017

(Address of Principal Executive Offices) (Zip Code)

 

 

Patrick W. Dennis, Esq.

Assistant Secretary

865 South Figueroa Street, Suite 1800

Los Angeles, CA 90017

(Name and Address of Agent for Service)

 

 

Registrant’s Telephone Number, including Area Code: (213) 244-0000

Date of fiscal year end: December 31

Date of reporting period: July 1, 2015 – June 30, 2016

 

 

 

Item 1. Proxy Voting Record

 

Fund Name   Company Name   Meeting Date     Meeting
Type		   Record Date     Ticker   Security ID   Agenda
Item
Number		   Ballot Issue Description   Proponent   Mgt
Rec
Vote		   Vote
Cast		   For Against
Management		   Voted

TCW Strategic Income Fund, Inc.

   American Capital Agency Corp.     04/19/2016      Annual     02/25/2016      AGNC   02503X105   1   Elect Malon Wilkus   Mgmt   For   For   For   Voted

TCW Strategic Income Fund, Inc.

   American Capital Agency Corp.     04/19/2016      Annual     02/25/2016      AGNC   02503X105   2   Elect John R. Erickson   Mgmt   For   For   For   Voted

TCW Strategic Income Fund, Inc.

   American Capital Agency Corp.     04/19/2016      Annual     02/25/2016      AGNC   02503X105   3   Elect Samuel A. Flax   Mgmt   For   For   For   Voted

TCW Strategic Income Fund, Inc.

   American Capital Agency Corp.     04/19/2016      Annual     02/25/2016      AGNC   02503X105   4   Elect Alvin N. Puryear   Mgmt   For   For   For   Voted

TCW Strategic Income Fund, Inc.

   American Capital Agency Corp.     04/19/2016      Annual     02/25/2016      AGNC   02503X105   5   Elect Robert M. Couch   Mgmt   For   For   For   Voted

TCW Strategic Income Fund, Inc.

   American Capital Agency Corp.     04/19/2016      Annual     02/25/2016      AGNC   02503X105   6   Elect Morris A. Davis   Mgmt   For   For   For   Voted

TCW Strategic Income Fund, Inc.

   American Capital Agency Corp.     04/19/2016      Annual     02/25/2016      AGNC   02503X105   7   Elect Randy E. Dobbs   Mgmt   For   For   For   Voted

TCW Strategic Income Fund, Inc.

   American Capital Agency Corp.     04/19/2016      Annual     02/25/2016      AGNC   02503X105   8   Elect Larry K. Harvey   Mgmt   For   For   For   Voted

TCW Strategic Income Fund, Inc.

   American Capital Agency Corp.     04/19/2016      Annual     02/25/2016      AGNC   02503X105   9   Elect Prue B. Larocca   Mgmt   For   For   For   Voted

TCW Strategic Income Fund, Inc.

   American Capital Agency Corp.     04/19/2016      Annual     02/25/2016      AGNC   02503X105   10   Amendment to the Equity Incentive Plan for Independent Directors   Mgmt   For   For   For   Voted

TCW Strategic Income Fund, Inc.

   American Capital Agency Corp.     04/19/2016      Annual     02/25/2016      AGNC   02503X105   11   Permit Removal of Directors Without Cause   Mgmt   For   For   For   Voted

TCW Strategic Income Fund, Inc.

   American Capital Agency Corp.     04/19/2016      Annual     02/25/2016      AGNC   02503X105   12   Ratification of Auditor   Mgmt   For   For   For   Voted

TCW Strategic Income Fund, Inc.

   American Capital Agency Corp.     04/19/2016      Annual     02/25/2016      AGNC   02503X105   13   Elect Gary Kain   Mgmt   For   For   For   Voted

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

TCW Strategic Income Fund, Inc.

  (Registrant)
By:  

/s/ David DeVito

  David DeVito
  President and Chief Executive Officer
  Date: August 16, 2016