As filed with the Securities and Exchange Commission on October 29, 2015
Registration No. 333-203819
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
QUOTIENT LIMITED
(Exact name of registrant as specified in its charter)
Jersey, Channel Islands | Not Applicable | |
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification Number) |
Pentlands Science Park
Bush Loan, Penicuik, Midlothian
EH26 OPZ, United Kingdom
Tel: 011-44-0131-445-6159
(Address, including zip code, and telephone number, including area code, of Registrants principal executive offices)
Stephen Unger
Quotient Biodiagnostics, Inc.
301 South State Street, Suite S-204
Newtown, Pennsylvania 18940
(215) 497-7006
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Alejandro E. Camacho, Esq.
Per B. Chilstrom, Esq.
Clifford Chance US LLP
31 West 52nd Street
New York, NY 10019
(212) 878-8000
Approximate date of commencement of proposed sale to the public: From time to time after the effective date of this registration statement.
If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box: ¨
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box: ¨
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering: ¨
If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box:¨ ¨
If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box:¨ ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer, and smaller reporting company in Rule 12b-2 of the Exchange Act:
Large accelerated filer | ¨ | Accelerated filer | ¨ | |||
Non-accelerated filer | x (Do not check if a smaller reporting company) | Smaller reporting company | ¨ |
Explanatory Note - Deregistration of Securities
This Post-Effective Amendment No. 1 to Form S-3 (File No. 333-203819), declared effective by the Securities and Exchange Commission (SEC) on May 14, 2015, which acted as a post-effective amendment to an earlier registration statement on Form S-1 (File No. 333-194390), declared effective by the SEC on April 23, 2014, and amended by a post-effective amendment declared effective by the SEC on July 10, 2014 (collectively, the Registration Statements), is being filed by Quotient Limited to deregister certain previously registered securities in accordance with the undertakings in the Registration Statements to remove from registration by means of a post-effective amendment any securities that remain unsold at the termination of the offering. Accordingly, this Post-Effective Amendment No. 1 to Form S-3 is being filed to deregister 15,177 ordinary shares of Quotient Limited underlying unexercised warrants, which expired on October 26, 2015.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized in Edinburgh, Scotland, on October 29, 2015.
QUOTIENT LIMITED | ||
By: | /s/ Paul Cowan | |
Name: | Paul Cowan | |
Title: | Chief Executive Officer and Chairman of the Board of Directors |
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated:
Signature |
Title |
Date | ||||
/s/ PAUL COWAN |
Chief Executive Officer and Chairman of the Board of Directors (Principal Executive Officer) |
October 29, 2015 | ||||
Paul Cowan | ||||||
/s/ STEPHEN UNGER |
Chief Financial Officer (Principal Financial Officer) |
October 29, 2015 | ||||
Stephen Unger | ||||||
/s/ ROLAND BOYD |
Group Financial Controller and Treasurer (Principal Accounting Officer) |
October 29, 2015 | ||||
Roland Boyd | ||||||
/s/ * |
Director | October 29, 2015 | ||||
Thomas Bologna | ||||||
/s/ * |
Director | October 29, 2015 | ||||
Frederick Hallsworth | ||||||
/s/ * |
Director | October 29, 2015 | ||||
Brian McDonough | ||||||
/s/ * |
Director | October 29, 2015 | ||||
Zubeen Shroff | ||||||
/s/ * |
Director | October 29, 2015 | ||||
John Wilkerson | ||||||
/s/ * |
Director | October 29, 2015 | ||||
Heino von Prondzynski | ||||||
/s/ * |
Director | October 29, 2015 | ||||
Sarah OConnor | ||||||
/s/ STEPHEN UNGER Stephen Unger |
Authorized Representative in the United States |
October 29, 2015 | ||||
*By: |
/s/ PAUL COWAN Paul Cowan Attorney-in-fact |
Pursuant to Power of Attorney dated May 1, 2015 |