UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3)
AIRCASTLE LIMITED
(Name of Issuer)
Common Shares, par value $0.01 per share
(Title of Class of Securities)
G0129K104
(CUSIP Number)
Marubeni Corporation
4-2 Ohtemachi 1-Chome
Chiyoda-Ku, Tokyo, 100-8088 Japan
Attention: General Manager
Telephone: 81 3 3282 9621
(Name, address and telephone number of person authorized to receive notices and communications on behalf of filing persons)
August 29, 2013
(Date of event which requires filing of this statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ¨
CUSIP No. G0129K104 |
1. | NAME OF REPORTING PERSONS
Marubeni Corporation | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨
| |||||
3. | SEC USE ONLY
| |||||
4. | SOURCE OF FUNDS
WC | |||||
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION
Japan | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
7. | SOLE VOTING POWER
0 | ||||
8. | SHARED VOTING POWER
13,153,900 | |||||
9. | SOLE DISPOSITIVE POWER
0 | |||||
10. | SHARED DISPOSITIVE POWER
13,153,900 | |||||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,153,900 | |||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ | |||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16.28%* | |||||
14. | TYPE OF REPORTING PERSON
CO |
- 2 -
CUSIP No. G0129K104 |
1. | NAME OF REPORTING PERSONS
Marubeni Aviation Corporation | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨
| |||||
3. | SEC USE ONLY
| |||||
4. | SOURCE OF FUNDS
AF | |||||
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION
Japan | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
7. | SOLE VOTING POWER
0 | ||||
8. | SHARED VOTING POWER
13,153,900 | |||||
9. | SOLE DISPOSITIVE POWER
0 | |||||
10. | SHARED DISPOSITIVE POWER
13,153,900 | |||||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,153,900 | |||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ | |||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16.28%* | |||||
14. | TYPE OF REPORTING PERSON
CO |
- 3 -
CUSIP No. G0129K104 |
1. | NAME OF REPORTING PERSONS
Marubeni Aviation Holding Coöperatief U.A. | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨
| |||||
3. | SEC USE ONLY
| |||||
4. | SOURCE OF FUNDS
AF | |||||
5. | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION
The Netherlands | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
7. | SOLE VOTING POWER
0 | ||||
8. | SHARED VOTING POWER
13,153,900 | |||||
9. | SOLE DISPOSITIVE POWER
0 | |||||
10. | SHARED DISPOSITIVE POWER
13,153,900 | |||||
11. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,153,900 | |||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
¨ | |||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16.28%* | |||||
14. | TYPE OF REPORTING PERSON
CO |
* | Based on the aggregate of (i) 80,780,299 Common Shares that the Issuer has represented were issued and outstanding as of July 31, 2013. |
- 4 -
Explanatory Statement
This Amendment No. 3 (Amendment No. 3) amends and supplements the statement on Schedule 13D filed by Marubeni Corporation (Marubeni) on June 17, 2013 (the Schedule 13D), as amended by Amendment No. 1 filed on July 12, 2013 and Amendment 2 filed on August 9, 2013 by Marubeni, Marubeni Aviation Corporation (MAC) and Marubeni Aviation Holding Coöperatief U.A. (MHC and together with Marubeni and MAC, the Reporting Persons) relating to the common shares, par value $0.01 per share (the Common Shares), of Aircastle Limited, a Bermuda exempted company (the Issuer). This Amendment No. 3 is being filed jointly by the Reporting Persons. This Amendment No. 3 amends the Schedule 13D (as previously amended) as specifically set forth herein. Unless otherwise indicated, each capitalized term used but not defined herein has the meaning assigned to such term in the Schedule 13D as previously amended.
This Schedule 13D, as amended, is being filed jointly by the Reporting Persons as described Item 2 of the Schedule 13D and Amendment No.1 thereto, incorporated herein by reference.
Item 5. | Interest in Securities of the Issuer |
Item 5 is hereby supplemented by the addition of the following:
As of August 29, 2013, MHC has purchased an aggregate of 833,900 Common Shares pursuant to the Stock Purchase Plan Engagement Agreement between MHC and Merrill Lynch, Pierce, Fenner & Smith Incorporated dated August 7, 2013. Details regarding these purchases are set forth on Exhibit 7.5 and are incorporated herein by reference. After giving effect to these purchases, MHC owns an aggregate of 13,153,900 Common Shares. Based on the 80,780,299 Common Shares reported to be outstanding in the Issuers Quarterly Report on Form 10-Q filed with the Commission on August 6, 2013, the number of Common Shares beneficially owned by the Reporting Persons as of August 29, 2013 represents approximately 16.28% of the Common Shares outstanding.
Item 7. | Material To Be Filed as Exhibits. |
Item 7 is hereby amended to add the following:
Exhibit Number |
Description of Exhibit | |
Exhibit 7.5 | Purchases of Common Shares. | |
Exhibit 99.1 | Joint Filing Agreement among Marubeni Corporation, Marubeni Aviation Corporation and Marubeni Aviation Holding Coöperatief U.A. |
- 5 -
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: August 30, 2013 | ||
MARUBENI CORPORATION | ||
By: | /s/ Tadaaki Kurakake | |
Name: | Tadaaki Kurakake | |
Title: | General Manager, Aerospace & Defense Systems Dept. | |
MARUBENI AVIATION CORPORATION | ||
By: | /s/ Tadaaki Kurakake | |
Name: | Tadaaki Kurakake | |
Title: | Director | |
MARUBENI AVIATION HOLDING COÖPERATIEF U.A. | ||
By: | /s/ Tadaaki Kurakake | |
Name: | Tadaaki Kurakake | |
Title: | Managing Director |
- 6 -