1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Option to Purchase Common Shares
|
Â
(3)
|
05/21/2019 |
Common Shares, No Par Value
|
1,700
|
$
22.83
|
D
|
Â
|
Option to Purchase Common Shares
|
Â
(4)
|
05/20/2020 |
Common Shares, No Par Value
|
700
|
$
31.87
|
D
|
Â
|
Option to Purchase Common Shares
|
Â
(5)
|
05/31/2021 |
Common Shares, No Par Value
|
650
|
$
36.09
|
D
|
Â
|
Option to Purchase Common Shares
|
Â
(6)
|
05/30/2022 |
Common Shares, No Par Value
|
3,500
|
$
29.94
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
4,525 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 875 on May 20, 2014, 350 on May 31, 2013, 175 on June 2, 2014, 175 on June 1, 2015, 350 on August 12, 2013, 175 on August 11, 2014, 175 on August 11, 2015, 562 on May 30, 2013, 563 on May 30, 2014, 562 on June 1, 2015 and 563 on May 31, 2016. |
(2) |
Represents 667.193 units of the STERIS Corporation 401(k) Plan STERIS Stock Fund which equals 654 Common share equivalents as of July 26, 2012. |
(3) |
These options became or will become exercisable as follows: 425 on May 21, 2010, 425 on May 21, 2011, 425 on May 21, 2012 and 425 on May 21, 2013. |
(4) |
These options became or will become exercisable as follows: 175 on May 20, 2011, 175 on May 20, 2012, 175 on May 20, 2013 and 175 on May 20, 2014. |
(5) |
These options became or will become exercisable as follows: 163 on May 31, 2012, 162 on May 31, 2013, 163 on May 31, 2014 and 162 on May 31, 2015. |
(6) |
These options become exercisable as follows: 875 on May 30, 2013, 875 on May 30, 2014, 875 on May 30, 2015 and 875 on May 30, 2016. |