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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
ISO Option to Buy Common Stock (1) | $ 7.055 | 10/01/2007 | M | 2,000 | 06/17/2004 | 06/17/2013 | Common Stock | 2,000 | $ 7.055 | 235,300 | D | ||||
ISO Option to Buy Common Stock (1) | $ 7.055 | 10/02/2007 | M | 1,000 | 06/17/2004 | 06/17/2013 | Common Stock | 1,000 | $ 7.055 | 234,300 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GENTILE JAMES H 2381 MORSE AVENUE IRVINE, CA 92614 |
Senior VP-Worldwide Sales |
Debbie Weber, Attorney-In-Fact for James H. Gentile | 10/03/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This incentive stock option was grated pursuant to Microsemi Corporation's 1987 Stock Plan, which satisfies the requirements of Rule 16b-3. The option becomes exercisable in four equal installments, commencing one year after the date of the grant. |
(2) | Sale in accordance with 10B5-1 Program adopted September 12, 2007. |
(3) | These shares were awarded on October 1, 2007. They are subject to restrictions on transferability, which lapse as to: 6,666 Shares on 10/01/2008; 6,666 Shares on 10/09/2009; and, 6,668 Shares on 10/01/2010 provided employment continues to such dates, or lapses immediately if employment terminates upon death. |