Edgar Filing: Putnam Gerald D

Ownership Submission

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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(Print or Type Responses)

1. Name and Address of Reporting Person ^*

Putnam Gerald D

2. Issuer Name and Ticker or Trading Symbol
NYSE Group, Inc. [NYX]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director	_____ 10% Owner
__X__ Officer (give title below)	_____ Other (specify below)
President and Co-COO

(Last)

(First)

(Middle)

C/O NYSE GROUP, INC., 11 WALL STREET

3. Date of Earliest Transaction (Month/Day/Year)
02/06/2007

(Street)

NEW YORK, NY 10005

4. If Amendment, Date Original Filed(Month/Day/Year)

6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, par value $0.01 per share	02/06/2007		S		100 ⁽¹⁾	D	$ 98.06	783,322	I	See Footnote ⁽²⁾
Common Stock, par value $0.01 per share	02/06/2007		S		100 ⁽¹⁾	D	$ 98.07	783,222	I	See Footnote ⁽²⁾
Common Stock, par value $0.01 per share	02/06/2007		S		100 ⁽¹⁾	D	$ 98.1	783,122	I	See Footnote ⁽²⁾
Common Stock, par value $0.01 per share	02/06/2007		S		100 ⁽¹⁾	D	$ 98.12	783,022	I	See Footnote ⁽²⁾
Common Stock, par value $0.01 per share	02/06/2007		S		100 ⁽¹⁾	D	$ 98.21	782,922	I	See Footnote ⁽²⁾
Common Stock, par value $0.01 per share	02/06/2007		S		100 ⁽¹⁾	D	$ 98.23	782,822	I	See Footnote ⁽²⁾
Common Stock, par value $0.01 per share	02/06/2007		S		100 ⁽¹⁾	D	$ 98.25	782,722	I	See Footnote ⁽²⁾
Common Stock, par value $0.01 per share	02/06/2007		S		100 ⁽¹⁾	D	$ 98.27	782,622	I	See Footnote ⁽²⁾
Common Stock, par value $0.01 per share	02/06/2007		S		100 ⁽¹⁾	D	$ 98.3	782,522	I	See Footnote ⁽²⁾
Common Stock, par value $0.01 per share	02/06/2007		S		100 ⁽¹⁾	D	$ 98.31	782,422	I	See Footnote ⁽²⁾
Common Stock, par value $0.01 per share	02/06/2007		S		100 ⁽¹⁾	D	$ 98.36	782,322	I	See Footnote ⁽²⁾
Common Stock, par value $0.01 per share	02/06/2007		S		100 ⁽¹⁾	D	$ 98.37	782,222	I	See Footnote ⁽²⁾
Common Stock, par value $0.01 per share	02/06/2007		S		100 ⁽¹⁾	D	$ 98.42	782,122	I	See Footnote ⁽²⁾
Common Stock, par value $0.01 per share	02/06/2007		S		100 ⁽¹⁾	D	$ 98.43	782,022	I	See Footnote ⁽²⁾
Common Stock, par value $0.01 per share	02/06/2007		S		100 ⁽¹⁾	D	$ 98.49	781,922	I	See Footnote ⁽²⁾
Common Stock, par value $0.01 per share	02/06/2007		S		100 ⁽¹⁾	D	$ 98.5	781,822	I	See Footnote ⁽²⁾
Common Stock, par value $0.01 per share	02/06/2007		S		100 ⁽¹⁾	D	$ 98.57	781,722	I	See Footnote ⁽²⁾
Common Stock, par value $0.01 per share	02/06/2007		S		100 ⁽¹⁾	D	$ 98.64	781,622	I	See Footnote ⁽²⁾
Common Stock, par value $0.01 per share	02/06/2007		S		100 ⁽¹⁾	D	$ 98.81	781,522	I	See Footnote ⁽²⁾
Common Stock, par value $0.01 per share	02/06/2007		S		100 ⁽¹⁾	D	$ 98.92	781,422	I	See Footnote ⁽²⁾
Common Stock, par value $0.01 per share	02/06/2007		S		115 ⁽¹⁾	D	$ 98.01	781,307	I	See Footnote ⁽²⁾
Common Stock, par value $0.01 per share	02/06/2007		S		200 ⁽¹⁾	D	$ 98.11	781,107	I	See Footnote ⁽²⁾
Common Stock, par value $0.01 per share	02/06/2007		S		200 ⁽¹⁾	D	$ 98.13	780,907	I	See Footnote ⁽²⁾
Common Stock, par value $0.01 per share	02/06/2007		S		200 ⁽¹⁾	D	$ 98.15	780,707	I	See Footnote ⁽²⁾
Common Stock, par value $0.01 per share	02/06/2007		S		300	D ⁽¹⁾	$ 98.46	780,407 ⁽³⁾	I	See Footnote ⁽²⁾

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
Putnam Gerald D C/O NYSE GROUP, INC. 11 WALL STREET NEW YORK, NY 10005			President and Co-COO

Signatures

Cornelius M. Courtney under POA dated 4/27/2006		02/08/2007
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	Represents shares owned by the Putnam Family Foundation, a charitable organization. Mr. Putnam does not have a pecuniary interest in the Putnam Family Foundation and disclaims beneficial ownership in shares owned by the Putnam Family Foundation.
(2)	Mr. Putnam is the President of the Putnam Family Foundation, a charitable organization. Mr. Putnam does not have a pecuniary interest in the Putnam Family Foundation and disclaims beneficial ownership in shares owned by the Putnam Family Foundation.
(3)	Represents 738,858 shares held through GSP, LLC (Mr. Putnam owns a controlling interest in GSP, LLC), 33,533 shares held through Leicester Enterprises, LLC (Mr. Putnam owns a controlling interest in Leiscester Enterprises, LLC) and 8,016 shares that GSP, LLC gifted to the Putnam Family Foundation.
Remarks: The sales of shares reported on this Form 4 were made pursuant to a selling plan, dated November 30, 2006, intended to comply with Rule 10b5-1. This report also amends Mr. Putnam's report 5 of 5 for transactions occurring 1/24/2007. The last line of column 5 of Table 1 should read 783,422.

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