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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ROBERTS EDWARD B 300 BOYLSTON STREET BOSTON, MA 02116 |
X |
/s/ Edward B. Roberts | 06/02/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 200,000 shares were pledged to Smith Barney/Citigroup pursuant to a pre-paid forward sales contract dated May 27, 2003 (the "Contract"), under which the reporting person received consideration of $20.03 per share. Pursuant to the terms of the Contract, the pledged shares were released to Smith Barney/Citigroup on May 31, 2005 for no additional consideration. |
(2) | Reflects 67,600 shares held directly by the reporting person and 309,087 shares held by the Edward B. Roberts Trust-2003, dated as of October 3, 2003. The transfer of the 200,000 shares to Smith Barney/Citigroup was previously recorded on a Form 4 dated May 29, 2003, and these 200,000 shares are not included in the direct holdings of the reporting person. |
(3) | Reflects 309,000 shares held by Nancy H. Roberts Trust-2003, dated as of October 3, 2003. |