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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 14.38 | 06/03/2015 | M | 3,750 | (2) | 09/12/2021 | Common Stock | 3,750 (1) | $ 0 | 1,250 | D | ||||
Stock Option (Right to Buy) | $ 14.89 | 06/03/2015 | M | 12,891 | (3) | 06/25/2019 | Common Stock | 12,891 (1) | $ 0 | 17,109 | D | ||||
Stock Option (Right to Buy) | $ 21.13 | 06/03/2015 | M | 5,875 | (4) | 02/27/2024 | Common Stock | 5,875 (1) | $ 0 | 12,925 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Holmes Scott A C/O AMAG PHARMACEUTICALS, INC. 1100 WINTER STREET WALTHAM, MA 02451 |
SVP, Finance and Treasurer |
Nancy R. Smith, attorney-in-fact | 06/17/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This transaction was omitted from the reporting person's original Form 4. Following all of the transactions undertaken by the reporting person on June 3, 2015, the reporting person beneficially owned 53,304 shares of AMAG Pharmaceuticals, Inc. common stock. |
(2) | This option vests and becomes exercisable in four equal annual installments on September 12, 2012, September 12, 2013, September 12, 2014 and September 12, 2015. |
(3) | This option vests and becomes exercisable over four years from the grant date (June 25, 2012), with 25% vesting on the first anniversary of the grant date and the remainder vesting in equal quarterly installments over the next three years thereafter. |
(4) | This option vests and becomes exercisable over four years from the grant date (February 27, 2014), with 25% vesting on the first anniversary of the grant date and the remainder vesting in equal quarterly installments over the next three years thereafter. |