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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Units | $ 0 | 02/01/2005 | M(1) | 5,401 | 08/08/1988 | 08/08/1988 | Common Units | 5,401 | $ 0 | 2,067 | D | ||||
Restricted Units | $ 0 | 02/01/2005 | M(1) | 2,067 | 08/08/1988 | 08/08/1988 | Common Units | 2,067 | $ 0 | 0 | D | ||||
Restricted Units | $ 0 (2) | 02/01/2005 | A(3) | 20,605 | 08/08/1988 | 08/08/1988 | Common Units | 20,604 | $ 0 | 20,605 | D | ||||
Restricted Units | $ 0 | 02/01/2005 | M(1) | 20,605 | 08/08/1988 | 08/08/1988 | Common Units | 20,604 | $ 0 | 0 | D | ||||
Restricted Units | $ 0 | 02/01/2005 | M(1) | 15,000 | 11/30/2002 | 11/30/2012 | Common Units | 15,000 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
OERTON COLIN A 1801 MARKET STREET PHILADELPHIA, PA 19103 |
V. P. & Chief Fin. Officer |
/s/ Bruce D. Davis, Jr., Attorney-in-fact for | 02/03/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Settlement in transaction exempt under Rule 16(b)3 of restricted units granted on July 23, 2002 under the Sunoco Partners LLC Long Term Incentive Plan ("LTIP"). Payout settled in common units at the end of the applicable performance period. |
(2) | The conversion rate is 1 for 1. |
(3) | Consists of 2,066 and 13,332 restricted units, representing final vested portion of awards ("launch" and "initial" grants, respectively), made to reporting person on July 23, 2002 under the Sunoco Partners LLC Long Term Incentive Plan ("LTIP"). Also includes 5,206 restricted units reflecting certain distribution equivalent rights associated with these awards. Payout settled in common units at the end of the applicable performance period. |