SIGNATURE | ||||||||
Schedule I | ||||||||
Schedule II | ||||||||
EXHIBIT F | ||||||||
EXHIBIT G |
CUSIP No. |
16945R 10 4 |
1. | NAME OF REPORTING PERSON | CHINA UNITED NETWORK COMMUNICATIONS GROUP COMPANY LIMITED (1) |
||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (A) o
(B) o |
||||||||
3. | SEC USE ONLY | |||||||||
4. | SOURCE OF FUNDS: | OO | ||||||||
5. | CHECK IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) |
o | ||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | PEOPLES REPUBLIC OF CHINA |
||||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. | SOLE VOTING POWER: | None | |||||||
8. | SHARED VOTING POWER: | 16,733,353,135(2) | ||||||||
9. | SOLE DISPOSITIVE POWER: | None | ||||||||
10. | SHARED DISPOSITIVE POWER: | 16,733,353,135 | ||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON: |
16,733,353,135(2) | ||||||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES |
o | ||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11): |
70.4%(2) | ||||||||
14. | TYPE OF REPORTING PERSON: | CO | ||||||||
(1) | Formerly known as China United Telecommunications Corporation. | |
(2) | Includes (i) 9,725,000,020 Unicom Shares held by China Unicom (BVI) Limited, a company incorporated in the British Virgin Islands (Unicom BVI), and (ii) 7,008,353,115 Unicom Shares held by China Netcom Group Corporation (BVI) Limited, a company incorporated in the British Virgin Islands (Netcom BVI) (including one Unicom Share held by CNC Cayman Limited, a wholly-owned subsidiary of Netcom BVI incorporated in the Cayman Islands (CNC Cayman)). |
2
CUSIP No. |
16945R 10 4 |
1. | NAME OF REPORTING PERSON | CHINA
UNITED TELECOMMUNICATIONS CORPORATION LIMITED |
||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (A) o
(B) o |
||||||||
3. | SEC USE ONLY | |||||||||
4. | SOURCE OF FUNDS: | OO | ||||||||
5. | CHECK IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) |
o | ||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | PEOPLES REPUBLIC OF CHINA |
||||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. | SOLE VOTING POWER: | None | |||||||
8. | SHARED VOTING POWER: | 16,733,353,135(1) | ||||||||
9. | SOLE DISPOSITIVE POWER: | None | ||||||||
10. | SHARED DISPOSITIVE POWER: | 9,725,000,020 | ||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON: |
16,733,353,135(1) | ||||||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES |
o | ||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11): |
70.4%(1) | ||||||||
14. | TYPE OF REPORTING PERSON: | CO | ||||||||
(1) | Includes (i) 9,725,000,020 Unicom Shares held by Unicom BVI and (ii) 7,008,353,115 Unicom Shares held by Netcom BVI (including one Unicom Share held by CNC Cayman) as to which the Reporting Person may be deemed to be the beneficial owner due to its beneficial ownership interest in Unicom BVI and the formation of a group (as defined in Rule 13d-5(b)(1) under the Securities Exchange Act of 1934, as amended (the Exchange Act)) between Unicom BVI and Netcom BVI as a result of the Concert Party Agreement as described in Items 3 and 4 of the Schedule 13D. The Reporting Person disclaims beneficial ownership of the 7,008,353,115 Unicom Shares held by Netcom BVI. |
3
CUSIP No. |
16945R 10 4 |
1. | NAME OF REPORTING PERSON | CHINA
UNICOM (BVI) LIMITED |
||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (A) x
(B) o |
||||||||
3. | SEC USE ONLY | |||||||||
4. | SOURCE OF FUNDS: | OO | ||||||||
5. | CHECK IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) |
o | ||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | BRITISH VIRGIN ISLANDS |
||||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. | SOLE VOTING POWER: | None | |||||||
8. | SHARED VOTING POWER: | 16,733,353,135(1) | ||||||||
9. | SOLE DISPOSITIVE POWER: | None | ||||||||
10. | SHARED DISPOSITIVE POWER: | 9,725,000,020 | ||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON: |
16,733,353,135(1) | ||||||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES |
o | ||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): |
70.4%(1) | ||||||||
14. | TYPE OF REPORTING PERSON: | CO | ||||||||
(1) | Includes (i) 9,725,000,020 Unicom Shares held by the Reporting Person and (ii) 7,008,353,115 Unicom Shares held by Netcom BVI (including one Unicom Share held by CNC Cayman) as to which the Reporting Person may be deemed to have acquired beneficial ownership due to the formation of a group (as defined in Rule 13d-5(b)(1) under the Exchange Act) between the Reporting Person and Netcom BVI as a result of the Concert Party Agreement as described in Items 3 and 4 of the Schedule 13D. |
4
CUSIP No. |
16945R 10 4 |
1. | NAME OF REPORTING PERSON | CHINA
NETCOM GROUP CORPORATION (BVI) LIMITED |
||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (A) x
(B) o |
||||||||
3. | SEC USE ONLY | |||||||||
4. | SOURCE OF FUNDS: | OO | ||||||||
5. | CHECK IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) |
o | ||||||||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION: | BRITISH VIRGIN ISLANDS |
||||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
7. | SOLE VOTING POWER: | None | |||||||
8. | SHARED VOTING POWER: | 16,733,353,135(1) | ||||||||
9. | SOLE DISPOSITIVE POWER: | None | ||||||||
10. | SHARED DISPOSITIVE POWER: | 7,008,353,115 | ||||||||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON: |
16,733,353,135(1) | ||||||||
12. | CHECK IF THE AGGREGATE AMOUNT IN ROW
(11) EXCLUDES CERTAIN SHARES |
o | ||||||||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11): |
70.4%(1) | ||||||||
14. | TYPE OF REPORTING PERSON: | CO | ||||||||
(1) | Includes (i) 7,008,353,115 Unicom Shares held by the Reporting Person (including one Unicom Share held by CNC Cayman) and (ii) 9,725,000,020 Unicom Shares (as defined in Item 1) held by Unicom BVI as to which the Reporting Person may be deemed to have acquired beneficial ownership due to the formation of a group (as defined in Rule 13d-5(b)(1) under the Exchange Act) between Unicom BVI and the Reporting Person as a result of the Concert Party Agreement as described in Items 3 and 4. |
5
Item 2. | Identity and Background. |
Item 4. | Purpose of the Transaction |
6
Item 5. | Interest in Securities of the Issuer. |
7
8
9
Item 7. | Material To Be Filed As Exhibits. |
10
China United Network | China United Telecommunications | |||||||||
Communications Group Company | Corporation Limited | |||||||||
Limited | ||||||||||
By:
|
/s/ Chang Xiaobing | By: | /s/ Chang Xiaobing | |||||||
Name: | Chang Xiaobing | Name: | Chang Xiaobing | |||||||
Title: | Chairman | Title: | Chairman | |||||||
Date: | January 14, 2009 | Date: | January 14, 2009 | |||||||
China Unicom (BVI) Limited | China Netcom Group Corporation | |||||||||
(BVI) Limited | ||||||||||
By:
|
/s/ Chang Xiaobing | By: | /s/ Zuo Xunsheng | |||||||
Name: | Chang Xiaobing | Name: | Zuo Xunsheng | |||||||
Title: | Director | Title: | Director | |||||||
Date: | January 14, 2009 | Date: | January 14, 2009 |
11
Principal Occupation | Name and Address of | |||||
or Employment | Corporation or Employment/ | |||||
Name | at the Companies | Organization in Which Employed | Citizenship | |||
Chang Xiaobing
|
Chairman | PRC | ||||
Tong Jilu
|
Director and Vice President | PRC | ||||
Li Gang
|
Director and Vice President | PRC | ||||
Zhang Junan
|
Director and Vice President | PRC | ||||
Jiang Peihua
|
Director | General Manger China United Network Communications Group Company Limited Beijing Branch | PRC | |||
No. 9-1, Road Yangfangdian, Haidian District, Beijing 100036, the PRC | ||||||
Dong Qunke
|
Director | Director China Resources Investment & Asset Management Co., Ltd. | PRC | |||
44th Floor, China Resources Building, 26 Harbour Road, Wanchai, Hong Kong | ||||||
Li Xiong
|
Director | General Manager CITIC Guoan Communications Company Ltd. | PRC | |||
4th Floor, Guoan Building, No. 1, Guandongdian North Street, Chaoyang District, Beijing 100020, the PRC | ||||||
Zhang Dongchen
|
Director | Chairman China Communications System Co., Ltd. | PRC | |||
9#Building, Area 2, No.188, Nansihuan West Rd., Fengtai Dist., Beijing 100070, the PRC | ||||||
Principal Occupation | Name and Address of | |||||
or Employment | Corporation or Employment/ | |||||
Name | at the Companies | Organization in Which Employed | Citizenship | |||
Chang Xiaobing
|
Chairman | PRC | ||||
Tong Jilu
|
Director | PRC | ||||
Lu Jianguo
|
Director | PRC | ||||
Liu Yunjie
|
Director | PRC | ||||
Zhang Jian
|
Director and Vice President | PRC | ||||
Gao Shangquan
|
Independent Director | President China Society of Economic Reform | PRC | |||
4, Zhaojunmiao, Haidian District, Beijing 100081, the PRC |
||||||
Chen Xiaoyue
|
Independent Director | Professor Tsinghua University School of Economics and Management | PRC | |||
Tsinghua University, Haidian District, Beijing 100084, the PRC |
||||||
Chen Junliang
|
Independent Director | Professor Beijing University of Post and Telecommunications | PRC | |||
Post 206, Beijing University of Post and Telecommunications, Beijing 100088, the PRC | ||||||
Wang Chenguang
|
Independent Director | Dean Tsinghua University Law School | PRC | |||
Tsinghua University, Haidian District, Beijing 100084, the PRC | ||||||
Zhao Chuanli
|
Supervisor | PRC | ||||
Tang Fuxin
|
Supervisor | PRC | ||||
Zhang Baoying
|
Board Secretary | PRC | ||||
Schedule I - 2
Principal Occupation | Name and Address of | |||||
or Employment | Corporation or Employment/ | |||||
Name | at the Companies | Organization in Which Employed | Citizenship | |||
Chang Xiaobing
|
Director | PRC | ||||
Li Qiuhong
|
Director | PRC | ||||
Principal Occupation | Name and Address of | |||||
or Employment | Corporation or Employment/ | |||||
Name | at the Companies | Organization in Which Employed | Citizenship | |||
Zuo Xunsheng
|
Director | PRC | ||||
Li Fushen
|
Director | PRC | ||||
Schedule I - 3
Unicom Shares Beneficially Owned | Total Number of Unicom | |||||||||||||||||||
Aggregate | Shares Covered by | |||||||||||||||||||
Number of Unicom | Options in Unicom | Option Expiration | Option Exercise | |||||||||||||||||
Name | Shares(1) | Percentage | Shares(2),(3) | Date | Price | |||||||||||||||
Chang Xiaobing |
1,272,000 | 0.0054 | % | 526,000 | December 20, 2010 | HK$6.20 | ||||||||||||||
746,000 | February 14, 2012 | HK$6.35 | ||||||||||||||||||
1,272,000 | ||||||||||||||||||||
Tong Jilu |
916,000 | (4) | 0.0039 | % | 292,000 | June 22, 2010 | HK$15.42 | |||||||||||||
92,000 | July 19, 2010 | HK$5.92 | ||||||||||||||||||
460,000 | February 14, 2012 | HK$6.35 | ||||||||||||||||||
32,000 | (5) | July 19, 2010 | HK$5.92 | |||||||||||||||||
40,000 | (5) | February 14, 2012 | HK$6.35 | |||||||||||||||||
916,000 | ||||||||||||||||||||
Li Gang |
460,000 | 0.0019 | % | 460,000 | February 14, 2012 | HK$6.35 | ||||||||||||||
Zhang Junan |
460,000 | 0.0019 | % | 460,000 | February 14, 2012 | HK$6.35 | ||||||||||||||
Jiang Peihua |
207,600 | 0.0009 | % | 1,600 | June 21, 2010 | HK$15.42 | ||||||||||||||
206,000 | February 14, 2012 | HK$6.35 | ||||||||||||||||||
207,600 | ||||||||||||||||||||
Dong Qunke |
0 | 0 | 0 | |||||||||||||||||
Li Xiong |
0 | 0 | 0 | |||||||||||||||||
Zhang Dongchen |
0 | 0 | 0 | |||||||||||||||||
(1) | None of the executive officers and directors of Unicom Group owns any Unicom Shares. The total number of Unicom Shares beneficially owned by such executive officers and directors reflects Unicom Shares issuable upon exercise of options that are exercisable as of January 6, 2009 and will become exercisable within 60 days following January 6, 2009. | |
(2) | Each option gives the holder the right to purchase one Unicom Share. | |
(3) | Comprised of all Unicom Shares underlying options, including Unicom Shares issuable upon exercise of options that are exercisable as of January 6, 2009 and will become exercisable within 60 days following January 6, 2009 and which have also been reflected in the column Aggregate Number of Unicom Shares. | |
(4) | Includes 72,000 Unicom Shares beneficially owned by his spouse, with whom he shares the power to vote or dispose or to direct the vote or to direct the disposition. | |
(5) | Options of China Unicom beneficially owned by his spouse. |
Unicom Shares Beneficially Owned | Total Number of Unicom | |||||||||||||||||||
Aggregate | Shares Covered by | |||||||||||||||||||
Number of Unicom | Options in Unicom | Option Expiration | Option Exercise | |||||||||||||||||
Name | Shares(1) | Percentage | Shares(2),(3) | Date | Price | |||||||||||||||
Chang Xiaobing |
1,272,000 | 0.0054 | % | 526,000 | December 20, 2010 | HK$6.20 | ||||||||||||||
746,000 | February 14, 2012 | HK$6.35 | ||||||||||||||||||
1,272,000 | ||||||||||||||||||||
Tong Jilu |
916,000 | (4) | 0.0039 | % | 292,000 | June 22, 2010 | HK$15.42 | |||||||||||||
92,000 | July 19, 2010 | HK$5.92 | ||||||||||||||||||
460,000 | February 14, 2012 | HK$6.35 | ||||||||||||||||||
32,000 | (5) | July 19, 2010 | HK$5.92 | |||||||||||||||||
40,000 | (5) | February 14, 2012 | HK$6.35 | |||||||||||||||||
916,000 | ||||||||||||||||||||
Lu Jianguo |
1,044,600 | 0.0044 | % | 292,600 | June 21, 2010 | HK$15.42 | ||||||||||||||
292,000 | July 19, 2010 | HK$5.92 | ||||||||||||||||||
460,000 | February 14, 2012 | HK$6.35 | ||||||||||||||||||
1,044,600 | ||||||||||||||||||||
Liu Yunjie |
148,600 | 0.0006 | % | 148,600 | June 21, 2010 | HK$15.42 | ||||||||||||||
Zhang Jian |
198,000 | 0.0008 | % | 198,000 | February 14, 2012 | HK$6.35 | ||||||||||||||
Gao Shangquan |
0 | 0 | 0 | |||||||||||||||||
Chen Xiaoyue |
0 | 0 | 0 | |||||||||||||||||
Schedule II - 2
Unicom Shares Beneficially Owned | Total Number of Unicom | |||||||||||||||||||
Aggregate | Shares Covered by | |||||||||||||||||||
Number of Unicom | Options in Unicom | Option Expiration | Option Exercise | |||||||||||||||||
Name | Shares(1) | Percentage | Shares(2),(3) | Date | Price | |||||||||||||||
Chen Junliang |
0 | 0 | 0 | |||||||||||||||||
Wang Chenguang |
0 | 0 | 0 | |||||||||||||||||
Zhao Chuanli |
220,400 | 0.0009 | % | 24,400 | June 21, 2010 | HK$15.42 | ||||||||||||||
196,000 | February 14, 2012 | HK$6.35 | ||||||||||||||||||
220,400 | ||||||||||||||||||||
Tang Fuxin |
164,000 | 0.0007 | % | 164,000 | February 14, 2012 | HK$6.35 | ||||||||||||||
Zhang Baoying |
312,000 | (6) | 0.0013 | % | 16,000 | May 20, 2009 | HK$4.30 | |||||||||||||
90,000 | June 22, 2010 | HK$15.42 | ||||||||||||||||||
50,000 | July 19, 2010 | HK$5.92 | ||||||||||||||||||
150,000 | February 14, 2012 | HK$6.35 | ||||||||||||||||||
306,000 | ||||||||||||||||||||
(1) | Other than Zhang Baoying, who beneficially owns 6,000 Unicom Shares, none of the executive officers and directors of the Unicom A Share Company owns any Unicom Shares, and the total number of Unicom Shares beneficially owned by such executive officers and directors reflects Unicom Shares issuable upon exercise of options that are exercisable as of January 6, 2009 and will become exercisable within 60 days following January 6, 2009. | |
(2) | Each option gives the holder the right to purchase one Unicom Share. | |
(3) | Comprised of all Unicom Shares underlying options, including Unicom Shares issuable upon exercise of options that are exercisable as of January 6, 2009 and will become exercisable within 60 days following January 6, 2009 and which have also been reflected in the column Aggregate Number of Unicom Shares. | |
(4) | Includes 72,000 Unicom Shares beneficially owned by his spouse, with whom he shares the power to vote or dispose or to direct the vote or to direct the disposition. | |
(5) | Options of China Unicom beneficially owned by his spouse. | |
(6) | Includes 6,000 Unicom Shares beneficially owned by him. |
Schedule II - 3
Total Number of | ||||||||||||||||||||
Unicom Shares Beneficially Owned | Unicom Shares | |||||||||||||||||||
Aggregate | Covered by Options | |||||||||||||||||||
Number of Unicom | in Unicom | |||||||||||||||||||
Name | Shares(1) | Percentage | Shares(2),(3) | Option Expiration Date | Option Exercise Price | |||||||||||||||
Chang Xiaobing |
1,272,000 | 0.0054 | % | 526,000 | December 20, 2010 | HK$6.20 | ||||||||||||||
746,000 | February 14, 2012 | HK$6.35 | ||||||||||||||||||
1,272,000 | ||||||||||||||||||||
Li Qiuhong |
688,400 | 0.0029 | % | 204,400 | June 21, 2010 | HK$15.42 | ||||||||||||||
204,000 | July 19, 2010 | HK$5.92 | ||||||||||||||||||
280,000 | February 14, 2012 | HK$6.35 | ||||||||||||||||||
688,400 | ||||||||||||||||||||
(1) | None of the executive officers and directors of Unicom BVI owns any Unicom Shares. The total number of Unicom Shares beneficially owned by such executive officers and directors reflects Unicom Shares issuable upon exercise of options that are exercisable as of January 6, 2009 and will become exercisable within 60 days following January 6, 2009. | |
(2) | Each option gives the holder the right to purchase one Unicom Share. | |
(3) | Comprised of all Unicom Shares underlying options, including Unicom Shares issuable upon exercise of options that are exercisable as of January 6, 2009 and will become exercisable within 60 days following January 6, 2009 and which have also been reflected in the column Aggregate Number of Unicom Shares. |
Total Number of | ||||||||||||||||||||
Unicom Shares Beneficially Owned | Unicom Shares | |||||||||||||||||||
Aggregate | Covered by Options | |||||||||||||||||||
Number of Unicom | in Unicom | Option Expiration | Option Exercise | |||||||||||||||||
Name | Shares(1) | Percentage | Shares(2),(3) | Date | Price | |||||||||||||||
Zuo Xunsheng |
0 | 0 | 686,894 | November 16, 2010 | HK$5.57 | |||||||||||||||
Li Fushen |
0 | 0 | 723,840 | November 16, 2010 | HK$5.57 | |||||||||||||||
(1) | None of the executive officers and directors of Netcom BVI owns any Unicom Shares. | |
(2) | Each option gives the holder the right to purchase one Unicom Share. | |
(3) | Comprised of all Unicom Shares underlying options, including Unicom Shares issuable upon exercise of options that are exercisable as of January 6, 2009 and will become exercisable within 60 days following January 6, 2009 and which have also been reflected in the column Aggregate Number of Unicom Shares. |
Schedule II - 4