UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
EUROPA INTERNATIONAL INC C/O KNOLL CAPITAL MANAGEMENT, L.P. 1114 AVENUE OF THE AMERICAS, 45TH FL NEW YORK, NY 10036 |
 |  X |  |  |
Knoll Capital Management, LP 1114 AVENUE OF THE AMERICAS 45TH FLOOR NEW YORK, NY 10036 |
 |  X |  |  |
KNOLL FRED C/O KNOLL CAPITAL MANAGEMENT, L.P. 1114 AVENUE OF THE AMERICAS, 45TH FL NEW YORK, NY 10036 |
 |  X |  |  |
/s/ By: Fred Knoll, President of Knoll Capital Management, LP Investment Manager of the Reporting Person | 10/28/2009 | |
**Signature of Reporting Person | Date | |
/s/ By: Fred Knoll, President of Knoll Capital Management, LP | 10/28/2009 | |
**Signature of Reporting Person | Date | |
/s/ By: Fred Knoll | 10/28/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares are owned directly by Europa International, Inc. Knoll Capital Management, L.P., as Investment Manager of Europa International, Inc. and Fred Knoll, as President of Knoll Capital Management, L.P. each disclaim beneficial ownership of the shares held by Europa International, Inc. in the Issuer except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership by either Knoll Capital Management, L.P. or Fred Knoll of all of the reported shares for purposes of Section 16 or for any other purpose. |