1
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NAMES OF REPORTING PERSONS
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Heitman Real Estate Securities LLC 36-4265577
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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586,980
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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586,980
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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586,980
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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10.87%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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Investment Adviser
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(a)
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Name of Issuer
Retail Properties of America Inc
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(b)
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Address of Issuer’s Principal Executive Offices
2021 Spring Road
Suite 200
Oak Brook, IL 65023
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(a)
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Name of Person Filing
Heitman Real Estate Securities LLC
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(b)
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Address of the Principal Office or, if none, residence
191 N. Wacker Dr., Suite 2500
Chicago, IL 60606
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(c)
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Citizenship
Delaware
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(d)
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Title of Class of Securities
Preferred Series A
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(e)
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CUSIP Number
76131V608
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(a)
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☐
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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☐
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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☐
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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☐
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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☒
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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☐
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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☐
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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☐
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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☐
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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☐
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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(a)
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Amount beneficially owned: 586,980
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(b)
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Percent of class: 10.87%
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote 586,980
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(ii)
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Shared power to vote or to direct the vote 0.
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(iii)
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Sole power to dispose or to direct the disposition of 586,980
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(iv)
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Shared power to dispose or to direct the disposition of 0
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(a)
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The following certification shall be included if the statement is filed pursuant to §240.13d-1(b):
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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04/14/2015
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Date
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Clare Reilly
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Signature
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Clare Reilly, Compliance Manager
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Name/Title
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