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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 4.11 | 02/23/2010 | A | 8,795 | (3) | 02/23/2020 | Common Stock | 8,795 | $ 0 | 8,795 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Beckerle Joseph R C/O INTERNATIONAL COAL GROUP, INC. 300 CORPORATE CENTRE DRIVE SCOTT DEPOT, WV 25560 |
Chief Accounting Officer |
/s/ Roger L. Nicholson, Attorney in Fact for Joseph R. Beckerle | 02/25/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents a restricted stock ("RS") grant of 3,000 shares of common stock, the restriction on such shares will lapse in equal installments of 750 shares on April 30, 2011, 2012, 2013 and 2014. |
(2) | Includes (a) RS grant of 900 shares the restrictions on which 675 have lapsed and the restrictions on the remaining 225 will lapse on June 30, 2010; (b) RS grant of 900 shares the restrictions on which 450 have lapsed and the restrictions on the remaining 450 will lapse in equal installments of 225 on June 30, 2010 and 2011; (c) RS grant of 900 shares the restrictions on which 225 have lapsed and the restrictions on the remaining 675 will lapse in equal installments of 225 on March 25, 2010, 2011 and 2012; (d) RS grant of 4,800 shares the restrictions on which 2,400 have lapsed and the restrictions on the remaining 2,400 will lapse in equal installments of 1,200 on June 30, 2010 and 2011; (e) RS grant of 7,669 shares the restriction on which will lapse in equal installments of 1,917 on April 30, 2010, 2011 and 2012 and 1,918 on April 30, 2013; (f) RS grant of 3,000 shares the restrictions on which will lapse in equal installments of 750 on April 30, 2011, 2012, 2013 and 2014. |
(3) | Represents stock options for 8,795 shares of common stock, which will vest in equal installments of 2,199 shares on April 30, 2011, 2012 and 2013 and 2,198 shares on April 30, 2014. |