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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option To Purchase Class A Common Stock | $ 287.6642 | 07/01/2015 | D(1) | 3,662 | (3) | 04/06/2021 | Class A Common Stock | 3,662 | $ 0 | 0 | D | ||||
Option to Purchase Class C Capital Stock | $ 286.5159 | 07/01/2015 | D(1) | 3,662 | (3) | 04/06/2021 | Class C Capital Stock | 3,662 | $ 0 | 0 | D | ||||
Option to Purchase Class C Capital Stock | $ 316.9399 | 07/01/2015 | D(1) | 12,608 | 04/25/2016 | 04/04/2022 | Class C Capital Stock | 12,608 | $ 0 | 47,909 | D | ||||
Option to Purchase Class C Capital Stock | $ 316.9399 | 07/01/2015 | D(2) | 47,909 | 04/25/2016 | 04/04/2022 | Class C Capital Stock | 47,909 | $ 219.24 | 0 | D | ||||
Option To Purchase Class A Common Stock | $ 318.2102 | 07/01/2015 | D(1) | 12,608 | 04/25/2016 | 04/04/2022 | Class A Common Stock | 12,608 | $ 0 | 47,909 | D | ||||
Option To Purchase Class A Common Stock | $ 318.2102 | 07/01/2015 | D(2) | 47,909 | 04/25/2016 | 04/04/2022 | Class A Common Stock | 47,909 | $ 231.16 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PICHETTE PATRICK C/O GOOGLE INC. 1600 AMPHITHEATRE PARKWAY MOUNTAIN VIEW, CA 94043 |
Senior Vice President |
/s/ Valentina Margulis, as attorney-in-fact for Patrick Pichette | 07/01/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Cancellation of unvested equity. |
(2) | Equity grant was paid out on a pro-rata basis for the time the Reporting Person has provided full-time services to the Issuer in the Reporting Person's capacity of Senior Vice President. |
(3) | Prior to its cancellation on July 1, 2015, the option provided for vesting as follows: 1/48th of the option vested on the vesting start date (January 6, 2012) and 1/48th of the option vested each month thereafter. |