1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
12/13/2003 |
12/13/2011 |
Common Stock
|
4,000
|
$
10.9125
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
12/12/2004 |
12/12/2012 |
Common Stock
|
6,000
|
$
11.4025
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
12/11/2005 |
12/11/2013 |
Common Stock
|
12,000
|
$
21.635
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
12/09/2006 |
12/09/2014 |
Common Stock
|
8,000
|
$
28.3625
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
12/08/2007 |
12/08/2015 |
Common Stock
|
20,000
|
$
40.405
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
12/07/2008 |
12/07/2016 |
Common Stock
|
25,000
|
$
34.235
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
12/06/2009(2)
|
12/06/2017 |
Common Stock
|
50,000
|
$
10.93
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
12/09/2010(3)
|
12/09/2018 |
Common Stock
|
39,000
|
$
11.355
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
08/18/2011(4)
|
08/18/2019 |
Common Stock
|
40,000
|
$
12.335
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
02/11/2012(5)
|
02/11/2020 |
Common Stock
|
25,000
|
$
11.445
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Represents units of the PulteGroup, Inc. Stock Fund (the "Fund") of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represents 11,459.231 shares of PutleGroup, Inc. Common Stock held in the Fund as of 1/31/2011. |
(2) |
These options vest 50% on 12/6/2009, and 25% on both 12/6/2010 and 12/6/2011. |
(3) |
These options will vest 50% on 12/9/2010 and 25% on 12/9/2011 and 12/9/2012. |
(4) |
These options vest 50% on 8/18/2011; and 25% on both 8/18/2012 and 8/18/2013. |
(5) |
These options vest 50% on 02/11/2012, and 25% on both 02/11/2013 and 02/11/2014. |