UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
Amendment No. 3
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a)
Lone Star Steakhouse & Saloon, Inc.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
542307103
(CUSIP Number)
Mr. James A. Mitarotonda
c/o Barington Companies Equity Partners, L.P.
888 Seventh Avenue, 17th Floor
New York, NY 10019
(212) 974-5700
(Name, Address and Telephone Number of
Person Authorized to Receive Notices
and Communications)
August 30, 2006
(Date of Event which Requires Filing
of this Statement)
If
the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f), or 13d-1(g), check the following
box: .
SCHEDULE 13D
CUSIP No. 542307103
1
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NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
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Barington Companies Equity Partners, L.P. |
13-4088890 |
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) |
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(b) |
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3 |
SEC
USE ONLY |
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4 |
SOURCE OF FUNDS* |
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WC |
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5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |
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6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware |
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NUMBER
OF |
7 |
SOLE VOTING POWER |
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515,463 |
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8 |
SHARED VOTING POWER |
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none |
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9 |
SOLE DISPOSITIVE POWER |
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515,463 |
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10 |
SHARED DISPOSITIVE POWER |
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none |
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11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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515,463 |
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12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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2.42% |
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14 |
TYPE OF REPORTING PERSON* |
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PN |
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SCHEDULE 13D
CUSIP No. 542307103
1
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NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
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Barington Investments, L.P. |
20-2871525 |
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) |
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(b) |
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3 |
SEC
USE ONLY |
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4 |
SOURCE OF FUNDS* |
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WC |
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5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |
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6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware |
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NUMBER
OF |
7 |
SOLE VOTING POWER |
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284,887 |
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8 |
SHARED VOTING POWER |
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none |
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9 |
SOLE DISPOSITIVE POWER |
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284,887 |
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10 |
SHARED DISPOSITIVE POWER |
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none |
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11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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284,887 |
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12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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1.34% |
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14 |
TYPE OF REPORTING PERSON* |
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PN |
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SCHEDULE 13D
CUSIP No. 542307103
1
|
NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
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Barington Companies Advisors, LLC |
20-0327470 |
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) |
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(b) |
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3 |
SEC
USE ONLY |
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4 |
SOURCE OF FUNDS* |
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OO |
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5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |
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6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware |
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NUMBER
OF |
7 |
SOLE VOTING POWER |
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284,887 |
||||||
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|
||
8 |
SHARED VOTING POWER |
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|
515,463 |
|||||
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||
9 |
SOLE DISPOSITIVE POWER |
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|
284,887 |
|||||
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10 |
SHARED DISPOSITIVE POWER |
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515,463 |
|||||
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11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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800,350 |
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12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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3.75% |
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14 |
TYPE OF REPORTING PERSON* |
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IA, OO |
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SCHEDULE 13D
CUSIP No. 542307103
1
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NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
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Barington Companies Investors, LLC |
13-4126527 |
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) |
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(b) |
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3 |
SEC
USE ONLY |
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4 |
SOURCE OF FUNDS* |
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OO |
||||||
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5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |
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6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware |
|||||
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NUMBER
OF |
7 |
SOLE VOTING POWER |
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|
||
none |
||||||
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||
8 |
SHARED VOTING POWER |
|
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|||
|
515,463 |
|||||
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|
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|
||
9 |
SOLE DISPOSITIVE POWER |
|
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|||
|
none |
|||||
|
|
|
|
|
||
10 |
SHARED DISPOSITIVE POWER |
|
|
|||
|
515,463 |
|||||
|
|
|
|
|
|
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|||
|
515,463 |
|||||
|
|
|
|
|
|
|
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
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|||
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||||||
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|
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13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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2.42% |
|||||
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14 |
TYPE OF REPORTING PERSON* |
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OO |
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SCHEDULE 13D
CUSIP No. 542307103
1
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NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
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Barington Companies Offshore Fund, Ltd. |
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) |
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(b) |
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3 |
SEC
USE ONLY |
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4 |
SOURCE OF FUNDS* |
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||
WC |
||||||
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5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |
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6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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British Virgin Islands |
|||||
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NUMBER
OF |
7 |
SOLE VOTING POWER |
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|
||
998,565 |
||||||
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8 |
SHARED VOTING POWER |
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|||
|
none |
|||||
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||
9 |
SOLE DISPOSITIVE POWER |
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|||
|
998,565 |
|||||
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||
10 |
SHARED DISPOSITIVE POWER |
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|||
|
none |
|||||
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|
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|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|||
|
998,565 |
|||||
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12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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|||
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||||||
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13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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|||
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4.68% |
|||||
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14 |
TYPE OF REPORTING PERSON* |
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|
CO |
|||||
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SCHEDULE 13D
CUSIP No. 542307103
1
|
NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||||
Barington Offshore Advisors, LLC |
20-4797640 |
|||||
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) |
||||
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|
(b) |
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3 |
SEC
USE ONLY |
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|||
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|
4 |
SOURCE OF FUNDS* |
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||
OO |
||||||
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|
|
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |
|||||
|
||||||
|
|
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|
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6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|||
|
Delaware |
|||||
|
|
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|
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NUMBER
OF |
7 |
SOLE VOTING POWER |
|
|
||
998,565 |
||||||
|
|
|
|
|
||
8 |
SHARED VOTING POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
||
9 |
SOLE DISPOSITIVE POWER |
|
|
|||
|
998,565 |
|||||
|
|
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|
|
||
10 |
SHARED DISPOSITIVE POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
|
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|||
|
998,565 |
|||||
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|
|
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12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
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|||
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||||||
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13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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|||
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4.68% |
|||||
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14 |
TYPE OF REPORTING PERSON* |
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|||
|
IA, OO |
|||||
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SCHEDULE 13D
CUSIP No. 542307103
1
|
NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||||
Barington Capital Group, L.P. |
13-3635132 |
|||||
|
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) |
||||
|
|
|
|
|
(b) |
|
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3 |
SEC
USE ONLY |
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|||
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|
|
4 |
SOURCE OF FUNDS* |
|
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||
OO |
||||||
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|
|
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |
|||||
|
||||||
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6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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|
|||
|
New York |
|||||
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NUMBER
OF |
7 |
SOLE VOTING POWER |
|
|
||
1,798,915 |
||||||
|
|
|
|
|
||
8 |
SHARED VOTING POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
||
9 |
SOLE DISPOSITIVE POWER |
|
|
|||
|
1,798,915 |
|||||
|
|
|
|
|
||
10 |
SHARED DISPOSITIVE POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
|
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|||
|
1,798,915 |
|||||
|
|
|
|
|
|
|
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|||
|
||||||
|
|
|
|
|
|
|
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|||
|
8.44% |
|||||
|
|
|
|
|
|
|
14 |
TYPE OF REPORTING PERSON* |
|
|
|||
|
PN |
|||||
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|
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|
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|
SCHEDULE 13D
CUSIP No. 542307103
1
|
NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||||
LNA Capital Corp. |
13-3635168 |
|||||
|
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|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) |
||||
|
|
|
|
|
(b) |
|
|
|
|
|
|
|
|
3 |
SEC
USE ONLY |
|
|
|||
|
|
|
|
|
|
|
4 |
SOURCE OF FUNDS* |
|
|
|
||
OO |
||||||
|
|
|
|
|
|
|
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |
|||||
|
||||||
|
|
|
|
|
|
|
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|||
|
Delaware |
|||||
|
|
|
|
|
|
|
NUMBER
OF |
7 |
SOLE VOTING POWER |
|
|
||
1,798,915 |
||||||
|
|
|
|
|
||
8 |
SHARED VOTING POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
||
9 |
SOLE DISPOSITIVE POWER |
|
|
|||
|
1,798,915 |
|||||
|
|
|
|
|
||
10 |
SHARED DISPOSITIVE POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
|
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|||
|
1,798,915 |
|||||
|
|
|
|
|
|
|
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|||
|
||||||
|
|
|
|
|
|
|
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|||
|
8.44% |
|||||
|
|
|
|
|
|
|
14 |
TYPE OF REPORTING PERSON* |
|
|
|||
|
CO |
|||||
|
|
|
|
|
|
|
SCHEDULE 13D
CUSIP No. 542307103
1
|
NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||||
James Mitarotonda |
|
|||||
|
|
|
|
|
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) |
||||
|
|
|
|
|
(b) |
|
|
|
|
|
|
|
|
3 |
SEC
USE ONLY |
|
|
|||
|
|
|
|
|
|
|
4 |
SOURCE OF FUNDS* |
|
|
|
||
OO |
||||||
|
|
|
|
|
|
|
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |
|||||
|
||||||
|
|
|
|
|
|
|
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|||
|
United States |
|||||
|
|
|
|
|
|
|
NUMBER
OF |
7 |
SOLE VOTING POWER |
|
|
||
1,798,915 |
||||||
|
|
|
|
|
||
8 |
SHARED VOTING POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
||
9 |
SOLE DISPOSITIVE POWER |
|
|
|||
|
1,798,915 |
|||||
|
|
|
|
|
||
10 |
SHARED DISPOSITIVE POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
|
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|||
|
1,798,915 |
|||||
|
|
|
|
|
|
|
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|||
|
||||||
|
|
|
|
|
|
|
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|||
|
8.44% |
|||||
|
|
|
|
|
|
|
14 |
TYPE OF REPORTING PERSON* |
|
|
|||
|
IN |
|||||
|
|
|
|
|
|
|
SCHEDULE 13D
CUSIP No. 542307103
1
|
NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||||
RJG Capital Partners, L.P. |
20-0133443 |
|||||
|
|
|
|
|
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) |
||||
|
|
|
|
|
(b) |
|
|
|
|
|
|
|
|
3 |
SEC
USE ONLY |
|
|
|||
|
|
|
|
|
|
|
4 |
SOURCE OF FUNDS* |
|
|
|
||
WC |
||||||
|
|
|
|
|
|
|
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |
|||||
|
||||||
|
|
|
|
|
|
|
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|||
|
Delaware |
|||||
|
|
|
|
|
|
|
NUMBER
OF |
7 |
SOLE VOTING POWER |
|
|
||
3,600 |
||||||
|
|
|
|
|
||
8 |
SHARED VOTING POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
||
9 |
SOLE DISPOSITIVE POWER |
|
|
|||
|
3,600 |
|||||
|
|
|
|
|
||
10 |
SHARED DISPOSITIVE POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
|
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|||
|
3,600 |
|||||
|
|
|
|
|
|
|
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|||
|
||||||
|
|
|
|
|
|
|
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|||
|
0.02% |
|||||
|
|
|
|
|
|
|
14 |
TYPE OF REPORTING PERSON* |
|
|
|||
|
PN |
|||||
|
|
|
|
|
|
|
SCHEDULE 13D
CUSIP No. 542307103
1
|
NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||||
RJG Capital Management, LLC |
20-0027325 |
|||||
|
|
|
|
|
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) |
||||
|
|
|
|
|
(b) |
|
|
|
|
|
|
|
|
3 |
SEC
USE ONLY |
|
|
|||
|
|
|
|
|
|
|
4 |
SOURCE OF FUNDS* |
|
|
|
||
OO |
||||||
|
|
|
|
|
|
|
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |
|||||
|
||||||
|
|
|
|
|
|
|
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|||
|
Delaware |
|||||
|
|
|
|
|
|
|
NUMBER
OF |
7 |
SOLE VOTING POWER |
|
|
||
3,600 |
||||||
|
|
|
|
|
||
8 |
SHARED VOTING POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
||
9 |
SOLE DISPOSITIVE POWER |
|
|
|||
|
3,600 |
|||||
|
|
|
|
|
||
10 |
SHARED DISPOSITIVE POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
|
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|||
|
3,600 |
|||||
|
|
|
|
|
|
|
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|||
|
||||||
|
|
|
|
|
|
|
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|||
|
0.02% |
|||||
|
|
|
|
|
|
|
14 |
TYPE OF REPORTING PERSON* |
|
|
|||
|
OO |
|||||
|
|
|
|
|
|
|
SCHEDULE 13D
CUSIP No. 542307103
1
|
NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||||
Ronald Gross |
|
|||||
|
|
|
|
|
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) |
||||
|
|
|
|
|
(b) |
|
|
|
|
|
|
|
|
3 |
SEC
USE ONLY |
|
|
|||
|
|
|
|
|
|
|
4 |
SOURCE OF FUNDS* |
|
|
|
||
OO |
||||||
|
|
|
|
|
|
|
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |
|||||
|
||||||
|
|
|
|
|
|
|
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|||
|
United States |
|||||
|
|
|
|
|
|
|
NUMBER
OF |
7 |
SOLE VOTING POWER |
|
|
||
3,600 |
||||||
|
|
|
|
|
||
8 |
SHARED VOTING POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
||
9 |
SOLE DISPOSITIVE POWER |
|
|
|||
|
3,600 |
|||||
|
|
|
|
|
||
10 |
SHARED DISPOSITIVE POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
|
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|||
|
3,600 |
|||||
|
|
|
|
|
|
|
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|||
|
||||||
|
|
|
|
|
|
|
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|||
|
0.02% |
|||||
|
|
|
|
|
|
|
14 |
TYPE OF REPORTING PERSON* |
|
|
|||
|
IN |
|||||
|
|
|
|
|
|
|
SCHEDULE 13D
CUSIP No. 542307103
1
|
NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||||
D.B. Zwirn Special Opportunities Fund, L.P. |
73-1637217 |
|||||
|
|
|
|
|
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) |
||||
|
|
|
|
|
(b) |
|
|
|
|
|
|
|
|
3 |
SEC
USE ONLY |
|
|
|||
|
|
|
|
|
|
|
4 |
SOURCE OF FUNDS* |
|
|
|
||
WC |
||||||
|
|
|
|
|
|
|
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |
|||||
|
||||||
|
|
|
|
|
|
|
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|||
|
Delaware |
|||||
|
|
|
|
|
|
|
NUMBER
OF |
7 |
SOLE VOTING POWER |
|
|
||
62,555 |
||||||
|
|
|
|
|
||
8 |
SHARED VOTING POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
||
9 |
SOLE DISPOSITIVE POWER |
|
|
|||
|
62,555 |
|||||
|
|
|
|
|
||
10 |
SHARED DISPOSITIVE POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
|
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|||
|
62,555 |
|||||
|
|
|
|
|
|
|
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|||
|
||||||
|
|
|
|
|
|
|
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|||
|
0.29% |
|||||
|
|
|
|
|
|
|
14 |
TYPE OF REPORTING PERSON* |
|
|
|||
|
PN |
|||||
|
|
|
|
|
|
|
SCHEDULE 13D
CUSIP No. 542307103
1
|
NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||||
D.B. Zwirn Special Opportunities Fund (TE), L.P. |
20-0024165 |
|||||
|
|
|
|
|
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) |
||||
|
|
|
|
|
(b) |
|
|
|
|
|
|
|
|
3 |
SEC
USE ONLY |
|
|
|||
|
|
|
|
|
|
|
4 |
SOURCE OF FUNDS* |
|
|
|
||
WC |
||||||
|
|
|
|
|
|
|
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |
|||||
|
||||||
|
|
|
|
|
|
|
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|||
|
Delaware |
|||||
|
|
|
|
|
|
|
NUMBER
OF |
7 |
SOLE VOTING POWER |
|
|
||
9,738 |
||||||
|
|
|
|
|
||
8 |
SHARED VOTING POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
||
9 |
SOLE DISPOSITIVE POWER |
|
|
|||
|
9,738 |
|||||
|
|
|
|
|
||
10 |
SHARED DISPOSITIVE POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
|
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|||
|
9,738 |
|||||
|
|
|
|
|
|
|
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|||
|
||||||
|
|
|
|
|
|
|
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|||
|
0.05% |
|||||
|
|
|
|
|
|
|
14 |
TYPE OF REPORTING PERSON* |
|
|
|||
|
PN |
|||||
|
|
|
|
|
|
|
SCHEDULE 13D
CUSIP No. 542307103
1
|
NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||||
D.B. Zwirn Special Opportunities Fund, Ltd. |
|
|||||
|
|
|
|
|
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) |
||||
|
|
|
|
|
(b) |
|
|
|
|
|
|
|
|
3 |
SEC
USE ONLY |
|
|
|||
|
|
|
|
|
|
|
4 |
SOURCE OF FUNDS* |
|
|
|
||
WC |
||||||
|
|
|
|
|
|
|
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |
|||||
|
||||||
|
|
|
|
|
|
|
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|||
|
Cayman Islands |
|||||
|
|
|
|
|
|
|
NUMBER
OF |
7 |
SOLE VOTING POWER |
|
|
||
111,810 |
||||||
|
|
|
|
|
||
8 |
SHARED VOTING POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
||
9 |
SOLE DISPOSITIVE POWER |
|
|
|||
|
111,810 |
|||||
|
|
|
|
|
||
10 |
SHARED DISPOSITIVE POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
|
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|||
|
111,810 |
|||||
|
|
|
|
|
|
|
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|||
|
||||||
|
|
|
|
|
|
|
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|||
|
0.52% |
|||||
|
|
|
|
|
|
|
14 |
TYPE OF REPORTING PERSON* |
|
|
|||
|
CO |
|||||
|
|
|
|
|
|
|
SCHEDULE 13D
CUSIP No. 542307103
1
|
NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||||
The Coast Fund, L.P. |
|
|||||
|
|
|
|
|
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) |
||||
|
|
|
|
|
(b) |
|
|
|
|
|
|
|
|
3 |
SEC
USE ONLY |
|
|
|||
|
|
|
|
|
|
|
4 |
SOURCE OF FUNDS* |
|
|
|
||
WC |
||||||
|
|
|
|
|
|
|
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |
|||||
|
||||||
|
|
|
|
|
|
|
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|||
|
Cayman Islands |
|||||
|
|
|
|
|
|
|
NUMBER
OF |
7 |
SOLE VOTING POWER |
|
|
||
16,740 |
||||||
|
|
|
|
|
||
8 |
SHARED VOTING POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
||
9 |
SOLE DISPOSITIVE POWER |
|
|
|||
|
16,740 |
|||||
|
|
|
|
|
||
10 |
SHARED DISPOSITIVE POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
|
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|||
|
16,740 |
|||||
|
|
|
|
|
|
|
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|||
|
||||||
|
|
|
|
|
|
|
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|||
|
0.08% |
|||||
|
|
|
|
|
|
|
14 |
TYPE OF REPORTING PERSON* |
|
|
|||
|
OO |
|||||
|
|
|
|
|
|
|
SCHEDULE 13D
CUSIP No. 542307103
1
|
NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||||
D.B. Zwirn & Co., L.P. |
02-0597442 |
|||||
|
|
|
|
|
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) |
||||
|
|
|
|
|
(b) |
|
|
|
|
|
|
|
|
3 |
SEC
USE ONLY |
|
|
|||
|
|
|
|
|
|
|
4 |
SOURCE OF FUNDS* |
|
|
|
||
OO |
||||||
|
|
|
|
|
|
|
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |
|||||
|
||||||
|
|
|
|
|
|
|
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|||
|
Delaware |
|||||
|
|
|
|
|
|
|
NUMBER
OF |
7 |
SOLE VOTING POWER |
|
|
||
200,843 |
||||||
|
|
|
|
|
||
8 |
SHARED VOTING POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
||
9 |
SOLE DISPOSITIVE POWER |
|
|
|||
|
200,843 |
|||||
|
|
|
|
|
||
10 |
SHARED DISPOSITIVE POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
|
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|||
|
200,843 |
|||||
|
|
|
|
|
|
|
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|||
|
||||||
|
|
|
|
|
|
|
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|||
|
0.94% |
|||||
|
|
|
|
|
|
|
14 |
TYPE OF REPORTING PERSON* |
|
|
|||
|
PN |
|||||
|
|
|
|
|
|
|
SCHEDULE 13D
CUSIP No. 542307103
1
|
NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||||
DBZ GP, LLC |
42-1657316 |
|||||
|
|
|
|
|
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) |
||||
|
|
|
|
|
(b) |
|
|
|
|
|
|
|
|
3 |
SEC
USE ONLY |
|
|
|||
|
|
|
|
|
|
|
4 |
SOURCE OF FUNDS* |
|
|
|
||
OO |
||||||
|
|
|
|
|
|
|
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |
|||||
|
||||||
|
|
|
|
|
|
|
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|||
|
Delaware |
|||||
|
|
|
|
|
|
|
NUMBER
OF |
7 |
SOLE VOTING POWER |
|
|
||
200,843 |
||||||
|
|
|
|
|
||
8 |
SHARED VOTING POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
||
9 |
SOLE DISPOSITIVE POWER |
|
|
|||
|
200,843 |
|||||
|
|
|
|
|
||
10 |
SHARED DISPOSITIVE POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
|
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|||
|
200,843 |
|||||
|
|
|
|
|
|
|
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|||
|
||||||
|
|
|
|
|
|
|
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|||
|
0.94% |
|||||
|
|
|
|
|
|
|
14 |
TYPE OF REPORTING PERSON* |
|
|
|||
|
OO |
|||||
|
|
|
|
|
|
|
SCHEDULE 13D
CUSIP No. 542307103
1
|
NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||||
Zwirn Holdings, LLC |
30-0080444 |
|||||
|
|
|
|
|
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) |
||||
|
|
|
|
|
(b) |
|
|
|
|
|
|
|
|
3 |
SEC
USE ONLY |
|
|
|||
|
|
|
|
|
|
|
4 |
SOURCE OF FUNDS* |
|
|
|
||
OO |
||||||
|
|
|
|
|
|
|
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |
|||||
|
||||||
|
|
|
|
|
|
|
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|||
|
Delaware |
|||||
|
|
|
|
|
|
|
NUMBER
OF |
7 |
SOLE VOTING POWER |
|
|
||
200,843 |
||||||
|
|
|
|
|
||
8 |
SHARED VOTING POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
||
9 |
SOLE DISPOSITIVE POWER |
|
|
|||
|
200,843 |
|||||
|
|
|
|
|
||
10 |
SHARED DISPOSITIVE POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
|
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|||
|
200,843 |
|||||
|
|
|
|
|
|
|
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|||
|
||||||
|
|
|
|
|
|
|
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|||
|
0.94% |
|||||
|
|
|
|
|
|
|
14 |
TYPE OF REPORTING PERSON* |
|
|
|||
|
OO |
|||||
|
|
|
|
|
|
|
SCHEDULE 13D
CUSIP No. 542307103
1
|
NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) |
|||||
Daniel B. Zwirn |
|
|||||
|
|
|
|
|
|
|
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
(a) |
||||
|
|
|
|
|
(b) |
|
|
|
|
|
|
|
|
3 |
SEC
USE ONLY |
|
|
|||
|
|
|
|
|
|
|
4 |
SOURCE OF FUNDS* |
|
|
|
||
OO |
||||||
|
|
|
|
|
|
|
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |
|||||
|
||||||
|
|
|
|
|
|
|
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|||
|
United States |
|||||
|
|
|
|
|
|
|
NUMBER
OF |
7 |
SOLE VOTING POWER |
|
|
||
200,843 |
||||||
|
|
|
|
|
||
8 |
SHARED VOTING POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
||
9 |
SOLE DISPOSITIVE POWER |
|
|
|||
|
200,843 |
|||||
|
|
|
|
|
||
10 |
SHARED DISPOSITIVE POWER |
|
|
|||
|
none |
|||||
|
|
|
|
|
|
|
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|||
|
200,843 |
|||||
|
|
|
|
|
|
|
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |
|
|
|||
|
||||||
|
|
|
|
|
|
|
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|||
|
0.94% |
|||||
|
|
|
|
|
|
|
14 |
TYPE OF REPORTING PERSON* |
|
|
|||
|
IN |
|||||
|
|
|
|
|
|
|
This Amendment No. 3 amends and supplements the Schedule 13D filed with the Securities and Exchange Commission on May 8, 2006, as amended by that Amendment No. 1 filed with the SEC on May 25, 2006 and that Amendment No. 2 filed with the SEC on June 20, 2006 (together, the Statement) by and on behalf of Barington Companies Equity Partners, L.P. (Barington) and others with respect to the common stock, par value $0.01 per share (the Common Stock), of Lone Star Steakhouse & Saloon, Inc., a Delaware corporation (the Company). The principal executive offices of the Company are located at 224 East Douglas Avenue, Suite 700, Wichita, Kansas 67202.
Item 2. Identity and Background.
The first and second paragraphs of Item 2(a)-(c) of the Statement are hereby amended and restated as follows:
(a) - (c) This Statement is being filed by Barington Companies Equity Partners, L.P., Barington Investments, L.P., Barington Companies Advisors, LLC, Barington Companies Investors, LLC, Barington Companies Offshore Fund, Ltd., Barington Offshore Advisors, LLC, Barington Capital Group, L.P., LNA Capital Corp., James Mitarotonda, RJG Capital Partners, L.P., RJG Capital Management, LLC, Ronald Gross, D.B. Zwirn Special Opportunities Fund, L.P., D.B. Zwirn Special Opportunities Fund (TE), L.P., D.B. Zwirn Special Opportunities Fund, Ltd., The Coast Fund, L.P., D.B. Zwirn & Co., L.P., DBZ GP, LLC, Zwirn Holdings, LLC and Daniel B. Zwirn (each, a Reporting Entity and, collectively, the Reporting Entities).
As of August 29, 2006, the Reporting Entities are the beneficial owners of, in the aggregate, 2,003,358 shares of Common Stock, representing approximately 9.4% of the shares of Common Stock presently outstanding.
Item 3. Source and Amount of Funds or Other Consideration.
The information contained in Item 3 of the Statement is hereby amended and supplemented as follows:
Since the filing of the Statement, the Reporting Entities purchased an aggregate of 32,618 shares of Common Stock. The amount of funds expended for such purchases was approximately $225,352.66 by Barington Companies Equity Partners, L.P., $447,265.96 by Barington Companies Offshore Fund Ltd. and $109,045.35 by Barington Investments, L.P.
All purchases of Common Stock by the Reporting Entities since the filing of the Statement were made in open market transactions. All transactions effected since the filing of the Statement are described in the Schedule attached hereto. All such purchases of Common Stock were funded by working capital, which may, at any given time, include margin loans made by brokerage firms in the ordinary course of business.
Item 4. Purpose of Transaction.
The information contained in Item 4 of the Statement is hereby amended and supplemented as follows:
On August 18, 2006, the Company issued a press release announcing that it had entered into a merger agreement to be acquired by affiliates of Lone Star Funds for $27.10 per share in cash, subject, among other things, to stockholder approval. On August 30, 2006, Barington Capital Group, L.P. issued a press release announcing that, based on its analysis to date, it believes that the transaction consideration fails to provide adequate value to the Companys stockholders. A copy of the press release is attached as Exhibit 99.4 hereto and incorporated herein by reference. The foregoing description of the press release is qualified in its entirety by reference to such exhibit.
Item 5. Interest in Securities of the Issuer.
The information contained in Item 5 of the Statement is hereby amended and restated as follows:
(a) As of August 29, 2006, Barington Companies Equity Partners, L.P. beneficially owns an aggregate of 515,463 shares of Common Stock, representing approximately 2.42% of the shares of Common Stock presently outstanding based upon the 21,316,374 shares of Common Stock reported by the Company to be issued and outstanding as of August 18, 2006 in Exhibit 99.1 to its Form 8-K filed with the Securities and Exchange Commission on August 21, 2006 (the Issued and Outstanding Shares).
As of August 29, 2006, Barington Investments, L.P. beneficially owns 284,887 shares of Common Stock, constituting approximately 1.34% of the Issued and Outstanding Shares. As of August 29, 2006, Barington Companies Offshore Fund, Ltd. beneficially owns 998,565 shares of Common Stock, constituting approximately 4.68% of the Issued and Outstanding Shares. As the investment advisor to Barington Companies Equity Partners, L.P. and the investment advisor and general partner of Barington Investments, L.P., Barington Companies Advisors, LLC may be deemed to beneficially own the 515,463 shares of Common Stock beneficially owned by Barington Companies Equity Partners, L.P. and the 284,887 shares of Common Stock beneficially owned by Barington Investments, L.P., representing an aggregate of 800,350 shares, constituting approximately 3.75% of the Issued and Outstanding Shares. As the general partner of Barington Companies Equity Partners, L.P., Barington Companies Investors, LLC may be deemed to beneficially own the 515,463 shares of Common Stock beneficially owned by Barington Companies Equity Partners, L.P., constituting approximately 2.42% of the Issued and Outstanding Shares. As the investment advisor to Barington Companies Offshore Fund, Ltd., Barington Offshore Advisors, LLC may be deemed to beneficially own the 998,565 shares of Common Stock beneficially owned by Barington Companies Offshore Fund, Ltd., constituting approximately 4.68% of the Issued and Outstanding Shares. As the majority member of Barington Companies Advisors, LLC and Barington Companies Investors, LLC, Barington Capital Group, L.P. may be deemed to beneficially own the 515,463 shares of Common Stock beneficially owned by Barington Companies Equity Partners, L.P. and the 284,887 shares of Common Stock beneficially owned by Barington Investments, L.P. As the majority member of Barington Offshore Advisors, LLC, Barington Capital Group, L.P. may also be deemed to beneficially own the 998,565 shares of Common Stock beneficially owned by Barington Companies Offshore Fund, Ltd., representing an aggregate of 1,798,915 shares, constituting approximately 8.44% of the Issued and Outstanding Shares. As the general partner of Barington Capital Group, L.P., LNA Capital Corp. may be deemed to beneficially own the 515,463 shares of Common Stock beneficially owned by Barington Companies Equity Partners, L.P., the 284,887 shares of Common Stock beneficially owned by Barington Investments, L.P. and the 998,565 shares of Common Stock beneficially owned by Barington Companies Offshore Fund, Ltd., representing an aggregate of 1,798,915 shares of Common Stock, constituting approximately 8.44% of the Issued and Outstanding Shares. As the sole stockholder and director of LNA Capital Corp., Mr. Mitarotonda may be deemed to beneficially own the 515,463 shares of Common Stock beneficially owned by Barington Companies Equity Partn ers, L.P., the 284,887 shares of Common Stock beneficially owned by Barington Investments, L.P. and the 998,565 shares of Common Stock beneficially owned by Barington Companies Offshore Fund, Ltd., representing an aggregate of 1,798,915 shares of Common Stock, constituting approximately 8.44% of the Issued and Outstanding Shares. Each of Barington Companies Advisors, LLC and Barington Companies Investors, LLC share voting and dispositive power with respect to the 515,463 shares of Common Stock beneficially owned by Barington Companies Equity Partners, L.P. Mr. Mitarotonda has sole voting and dispositive power with respect to the 515,463 shares of Common Stock beneficially owned by Barington Companies Equity Partners, L.P., the 284,887 shares of Common Stock beneficially owned by Barington Investments, L.P. and the 998,565 shares of Common Stock beneficially owned by Barington Companies Offshore Fund, Ltd. Mr. Mitarotonda disclaims beneficial ownership of any such shares except to the extent of his pecuniary interest therein.
As of August 29, 2006, RJG Capital Partners, L.P. beneficially owns 3,600 shares of Common Stock, constituting approximately 0.02% of the Issued and Outstanding Shares. As the general partner of RJG Capital Partners, L.P., RJG Capital Management, LLC may be deemed to beneficially own the 3,600 shares owned by RJG Capital Partners, L.P., constituting approximately 0.02% of the Issued and Outstanding Shares. As the managing member of RJG Capital Management, LLC, which in turn is the general partner of RJG Capital Partners, L.P., Mr. Gross may be deemed to beneficially own the 3,600 shares owned by RJG Capital Partners, L.P., constituting approximately 0.02% of the Issued and Outstanding Shares. Mr. Gross has sole voting and dispositive power with respect to the 3,600 shares owned by RJG Capital Partners, L.P. by virtue of his authority to vote and dispose of such shares. Mr. Gross disclaims beneficial ownership of any such shares except to the extent of his pecuniary interest therein.
As of August 29, 2006, each of D.B. Zwirn Special Opportunities Fund, L.P. and D.B. Zwirn Special Opportunities Fund (TE), L.P. beneficially own 62,555 shares and 9,738 shares of Common Stock, respectively, constituting approximately 0.29% and 0.05%, respectively, of the Issued and Outstanding Shares. As of August 29, 2006, each of D.B. Zwirn Special Opportunities Fund, Ltd. and The Coast Fund, L.P. beneficially own 111,810 shares and 16,740 shares of Common Stock, respectively, constituting approximately 0.52% and 0.08%, respectively, of the Issued and Outstanding Shares.
As the manager of D.B. Zwirn Special Opportunities Fund, L.P., D.B. Zwirn Special Opportunities Fund (TE), L.P., D.B. Zwirn Special Opportunities Fund, Ltd. and The Coast Fund, L.P., D.B. Zwirn & Co., L.P. may be deemed to beneficially own the 62,555 shares of Common Stock beneficially owned by D.B. Zwirn Special Opportunities Fund, L.P., the 9,738 shares of Common Stock beneficially owned by D.B. Zwirn Special Opportunities Fund (TE), L.P., the 111,810 shares of Common Stock beneficially owned by D.B. Zwirn Special Opportunities Fund, Ltd. and the 16,740 shares of Common Stock beneficially owned by The Coast Fund, L.P., representing an aggregate of 200,843 shares, constituting approximately 0.94% of the Issued and Outstanding Shares. As general partner of D.B. Zwirn & Co., L.P., DBZ GP, LLC may be deemed to beneficially own the 62,555 shares of Common Stock beneficially owned by D.B. Zwirn Special Opportuniti es Fund, L.P., the 9,738 shares of Common Stock beneficially owned by D.B. Zwirn Special Opportunities Fund (TE), L.P., the 111,810 shares of Common Stock beneficially owned by D.B. Zwirn Special Opportunities Fund, Ltd. and the 16,740 shares of Common Stock beneficially owned by The Coast Fund, L.P., representing an aggregate of 200,843 shares, constituting approximately 0.94% of the Issued and Outstanding Shares. As the managing member of DBZ GP, LLC, Zwirn Holdings, LLC may be deemed to beneficially own the 62,555 shares of Common Stock beneficially owned by D.B. Zwirn Special Opportunities Fund, L.P., the 9,738 shares of Common Stock beneficially owned by D.B. Zwirn Special Opportunities Fund (TE), L.P., the 111,810 shares of Common Stock beneficially owned by D.B. Zwirn Special Opportunities Fund, Ltd. and the 16,740 shares of Common Stock beneficially owned by The Coast Fund, L.P., representing an aggregate of 200,843 shares, constituting approximately 0.94% of the Issued and Outstanding Shares. As the managing member of Zwirn Holdings, LLC, Daniel B. Zwirn may be deemed to beneficially own the 62,555 shares of Common Stock beneficially owned by D.B. Zwirn Special Opportunities Fund, L.P., the 9,738 shares of Common Stock beneficially owned by D.B. Zwirn Special Opportunities Fund (TE), L.P., the 111,810 shares of Common Stock beneficially owned by D.B. Zwirn Special Opportunities Fund, Ltd. and the 16,740 shares of Common Stock beneficially owned by The Coast Fund, L.P., representing an aggregate of 200,843 shares, constituting approximately 0.94% of the Issued and Outstanding Shares. Mr. Zwirn disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
The Reporting Entities do not believe that certain of the foregoing information is called for by the Items of Schedule 13D and are disclosing it for supplemental informational purposes only. Information with respect to each of the Reporting Entities is given solely by such Reporting Entity and no Reporting Entity shall have responsibility for the accuracy or completeness of information supplied by another Reporting Entity.
(b) Each of the Reporting Entities may be deemed to have sole voting and dispositive power over the shares of Common Stock reported as beneficially owned by such person by virtue of their respective positions as described in paragraph (a), except that Barington Companies Advisors, LLC and Barington Companies Investors, LLC have shared authority to vote and dispose of the shares reported as beneficially owned by Barington Companies Equity Partners, L.P.
Except as set forth above, each of the other Reporting Entities may be deemed to have sole voting and dispositive power with respect to the shares each reports as beneficially owned by such person, regardless of the fact that multiple Reporting Entities within the same chain of ownership report sole voting and dispositive power with respect to such shares. Each such Reporting Entity reports sole voting and dispositive power with respect to such shares based on such persons relationship to the other Reporting Entities within the same chain of ownership. Except to the extent expressly stated herein, each Reporting Entity disclaims beneficial ownership of any shares of Common Stock beneficially owned by any other Reporting Entity.
Item 7. Material to be Filed as Exhibits.
The information contained in Item 7 of the Statement is hereby amended and supplemented as follows:
Exhibit No. |
|
Exhibit Description |
|
|
|
|
|
|
99.3 |
|
Agreement of Joint Filing among Barington Companies Equity Partners, L.P., Barington Investments, L.P., Barington Companies Advisors, LLC, Barington Companies Investors, LLC, Barington Companies Offshore Fund, Ltd., Barington Offshore Advisors, LLC, Barington Capital Group, L.P., LNA Capital Corp., James Mitarotonda, RJG Capital Partners, L.P., RJG Capital Management, LLC, Ronald Gross, D.B. Zwirn Special Opportunities Fund, L.P., D.B. Zwirn Special Opportunities Fund (TE), L.P., D.B. Zwirn Special Opportunities Fund, Ltd., The Coast Fund, L.P., D.B. Zwirn & Co., L.P., DBZ GP, LLC, Zwirn Holdings, LLC and Daniel B. Zwirn dated August 30, 2006 (which supersedes and replaces the Agreement of Joint Filing previously filed as Exhibit 99.1 to the Schedule 13D filed with the SEC on May 8, 2006). |
|
|
|
99.4 |
|
Press Release of Barington Capital Group, L.P. dated August 30, 2006 |
SIGNATURES
After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certify that the information set forth in this Statement is true, complete and correct.
Dated: August 30, 2006
|
|
BARINGTON COMPANIES EQUITY PARTNERS, L.P. | |
|
|
By: |
Barington
Companies Investors, LLC, |
By: |
/s/ James A. Mitarotonda | ||
|
|
|
|
|
|
Name: |
James A. Mitarotonda |
|
|
Title: |
Managing Member |
|
|
BARINGTON INVESTMENTS, L.P. | |
|
By: |
Barington
Companies Advisors, LLC, |
|
|
By: |
/s/ James A. Mitarotonda |
|
|
|
|
|
|
Name: |
James A. Mitarotonda |
|
|
Title: |
Managing Member |
|
|
BARINGTON COMPANIES ADVISORS, LLC | |
|
|
By: |
/s/ James A. Mitarotonda |
|
|
|
|
|
|
Name: |
James A. Mitarotonda |
|
|
Title: |
Managing Member |
|
|
BARINGTON COMPANIES INVESTORS, LLC | |
|
|
By: |
/s/ James A. Mitarotonda |
|
|
|
|
|
|
Name: |
James A. Mitarotonda |
|
|
Title: |
Managing Member |
|
|
BARINGTON COMPANIES OFFSHORE FUND, LTD. | |
|
|
By: |
/s/ James A. Mitarotonda |
|
|
|
|
|
|
Name: |
James A. Mitarotonda |
|
|
Title: |
President |
|
|
BARINGTON OFFSHORE ADVISORS, LLC |
|
|
|
|
/s/ James A. Mitarotonda |
|
|
|
|
|
|
Name: |
James A. Mitarotonda |
|
|
Title: |
Authorized Signatory |
|
|
BARINGTON CAPITAL GROUP, L.P. | |
|
|
By: |
LNA Capital Corp., its general partner |
|
|
By: |
/s/ James A. Mitarotonda |
|
|
|
|
|
|
Name: |
James A. Mitarotonda |
|
|
Title: |
President and CEO |
|
|
LNA CAPITAL CORP. | |
|
|
By: |
/s/ James A. Mitarotonda |
|
|
|
|
|
|
Name: |
James A. Mitarotonda |
|
|
Title: |
President and CEO |
|
|
/s/ James A. Mitarotonda |
|
|
|
|
|
|
|
James A. Mitarotonda |
|
|
|
|
|
|
|
RJG CAPITAL PARTNERS, L.P. | |
|
|
By: |
RJG Capital Management, LLC, its general partner |
|
|
By: |
/s/ Ronald J. Gross |
|
|
|
|
|
|
Name: |
Ronald J. Gross |
|
|
Title: |
Managing Member |
|
|
RJG CAPITAL MANAGEMENT, LLC | |
|
|
By: |
/s/ Ronald J. Gross |
|
|
|
|
|
|
Name: |
Ronald J. Gross |
|
|
Title: |
Managing Member |
|
|
/s/ Ronald J. Gross |
|
|
|
|
|
|
|
Ronald J. Gross |
|
|
|
|
|
|
|
D.B. ZWIRN SPECIAL OPPORTUNITIES FUND, L.P. | |
|
|
|
|
|
|
By: |
D.B.
ZWIRN PARTNERS, LLC, |
|
|
By: |
ZWIRN
HOLDINGS, LLC, |
|
|
By: |
/s/ Daniel B. Zwirn |
|
|
|
|
|
|
Name: |
Daniel B. Zwirn |
|
|
Title: |
Managing Member |
|
|
D.B.
ZWIRN SPECIAL OPPORTUNITIES |
|
|
|
By: |
D.B. ZWIRN PARTNERS, LLC, its general partner |
|
|
By: |
ZWIRN HOLDINGS, LLC, its managing member |
|
|
By: |
/s/ Daniel B. Zwirn |
|
|
|
|
|
|
Name: |
Daniel B. Zwirn |
|
|
Title: |
Managing Member |
|
|
D.B. ZWIRN SPECIAL OPPORTUNITIES FUND, LTD. |
|
|
|
By: |
D.B. Zwirn & Co., L.P., its manager |
By: |
DBZ GP, LLC, its general partner |
||
By: |
Zwirn Holdings, LLC, its managing member |
|
By: |
| |
|
|
|
|
|
|
Name: |
Daniel B. Zwirn |
|
|
Title: |
Managing Member |
|
|
THE COAST FUND, L.P. |
|
|
By: |
D.B. Zwirn & Co., L.P., its manager |
|
By: |
DBZ GP, LLC, its general partner |
||
By: |
Zwirn Holdings, LLC, its managing member |
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|
By: |
/s/ Daniel B. Zwirn |
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|
|
|
|
Name: |
Daniel B. Zwirn |
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|
Title: |
Managing Member |
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|
D.B. ZWIRN & CO., L.P. |
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|
By: |
DBZ GP, LLC, its general partner |
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|
By: |
Zwirn Holdings, LLC, its managing member |
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|
|
By: |
/s/ Daniel B. Zwirn |
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|
|
|
|
|
Name: |
Daniel B. Zwirn |
|
|
Title: |
Managing Member |
|
|
DBZ GP, LLC |
|
|
By: |
Zwirn Holdings, LLC, its managing member |
|
|
|
By: |
/s/ Daniel B. Zwirn |
|
|
|
|
|
|
Name: |
Daniel B. Zwirn |
|
|
Title: |
Managing Member |
|
|
ZWIRN HOLDINGS, LLC | |
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|
By: |
/s/ Daniel B. Zwirn |
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|
|
|
|
|
Name: |
Daniel B. Zwirn |
|
|
Title: |
Managing Member |
|
|
/s/ Daniel B. Zwirn |
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|
|
|
|
Daniel B. Zwirn |
SCHEDULE
This schedule sets forth information with respect to each purchase and sale of Common Stock which was effectuated by a Reporting Entity since the filing of the Statement. All transactions were effectuated in the open market through a broker.
Shares purchased by Barington Companies Equity Partners, L.P.
Date |
|
Number
of |
|
Price Per Share |
|
Cost(*) |
|
||
|
|
|
|
|
|
|
|
||
7/12/2006 |
|
3,142 |
|
|
$24.201 |
|
|
$76,039.54 |
|
7/13/2006 |
|
2,573 |
|
|
$24.120 |
|
|
$62,060.76 |
|
7/13/2006 |
|
3,657 |
|
|
$23.859 |
|
|
$87,252.36 |
|
Shares purchased by Barington Investments, L.P.
Date |
|
Number
of |
|
Price Per Share |
|
Cost(*) |
|
||
|
|
|
|
|
|
|
|
||
7/12/2006 |
|
1,520 |
|
$24.201 |
|
|
$36,785.52 |
||
7/13/2006 |
|
1,245 |
|
$24.120 |
|
|
$30,029.40 |
||
7/13/2006 |
|
1,770 |
|
$23.859 |
|
|
$42,230.43 |
Shares purchased by Barington Companies Offshore Fund, Ltd.
Date |
|
Number
of |
|
Price Per Share |
|
Cost(*) |
|
||
|
|
|
|
|
|
|
|
||
7/12/2006 |
|
5,473 |
|
$24.201 |
|
|
$132,452.07 |
||
7/13/2006 |
|
4,482 |
|
$24.120 |
|
|
$108,105.84 |
||
7/13/2006 |
|
6,371 |
|
$23.859 |
|
|
$152,005.69 |
||
7/21/2006 |
|
2,385 |
|
$22.936 |
|
|
$ 54,702.36 |
||
Shares sold by RJG Capital Partners, L.P.
Date |
|
Number of |
|
Price Per Share |
|
Cost(*) |
| ||
|
|
|
|
|
|
|
| ||
8/28/2006 |
|
(4,400) |
|
|
$28.1334 |
|
($123,786.96) |
||
(*) |
Excludes commissions and other execution-related costs. |