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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units 08/01/2004 | (3) | 08/01/2009 | M | 10,000 | (3) | (3) | Common Stock | 10,000 | $ 50.86 | 0 | D | ||||
Restricted Stock Units 09/03/2007 | (5) | (5) | (5) | Common Stock | 15,000 | 15,000 | D | ||||||||
Restricted Stock Units 08/01/2008 | (4) | (4) | (4) | Common Stock | 15,000 | 15,000 | D | ||||||||
Performance Shares- Stock Units | $ 0 (6) | (6) | (6) | Common Stock | 27,922 | 27,922 (7) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Crane Christopher M. 10 SOUTH DEARBORN STREET 54TH FLOOR CHICAGO, IL 60603 |
President and COO |
Scott N. Peters, Attorney in Fact for Christopher M. Crane | 08/04/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Balance includes 285 shares acquired on 3/10/2009 and 263 shares acquired on 6/10/2009 through the automatic dividend reinvestment feature of Exelon plans. |
(2) | Shares witheld to satisfy the reporting person's income tax liability due upon vesting. |
(3) | Restricted stock units granted 08/01/2004 under the Issuer's Long Term Incentive Plan. Restricted stock units may be settled on a 1 for 1 basis in shares of Exelon common stock. |
(4) | Restricted stock units granted 08/01/2007 under the Issuer's Long Term Incentive Plan. Restricted stock units may be settled on a 1 for 1 basis in shares of Exelon common stock. 100% of the shares will vest on 08/01/2013. |
(5) | Restricted stock units granted 09/03/2007 under the Issuer's Long Term Incentive Plan. Restricted stock units may be settled on a 1 for 1 basis in shares of Exelon common stock. 100% of the shares will vest on 09/03/2011. |
(6) | Performance shares awarded pursuant to the Exelon Long Term Incentive PLan. 1/3 of the shares awarded vest immediately upon receipt. The remaining shares vest in 1/3 increments on each of the second and third anniversaries of the award date. Under certain circumstances, some or all of the vested shares may be settled in cash on a 1 for 1 basis based on teh cash value of the underlying stock on the date of vesting. |
(7) | Balance includes 315 shares acquired on 3/10/2009 and 291 shares acquired on 6/10/2009 through the automatic dividend reinvestment feature of Exelon plans. |