1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Performance Shares - Stock Units
|
Â
(3)
|
Â
(3)
|
Common Stock
|
14,636
|
$
(3)
|
D
|
Â
|
Deferred Comp. Phantom Shares
|
Â
(4)
|
Â
(4)
|
Common Stock
|
2,088
|
$
(4)
|
D
|
Â
|
NQ Stock Options 02/29/2000
|
Â
(5)
|
Â
(5)
|
Common Stock
|
8,000
|
$
18.66
|
D
|
Â
|
NQ Stock Options 08/01/2000
|
Â
(5)
|
Â
(5)
|
Common Stock
|
9,000
|
$
21.91
|
D
|
Â
|
NQ Stock Options 01/27/2003
|
Â
(6)
|
Â
(6)
|
Common Stock
|
30,000
|
$
24.805
|
D
|
Â
|
NQ Stock Options 01/26/2004
|
Â
(6)
|
Â
(6)
|
Common Stock
|
30,000
|
$
32.54
|
D
|
Â
|
NQ Stock Options 01/24/2005
|
Â
(6)
|
Â
(6)
|
Common Stock
|
29,000
|
$
42.85
|
D
|
Â
|
NQ Stock Options 01/23/2006
|
Â
(6)
|
Â
(6)
|
Common Stock
|
20,000
|
$
58.55
|
D
|
Â
|
NQ Stock Options 01-22-2007
|
Â
(6)
|
Â
(6)
|
Common Stock
|
19,000
|
$
59.96
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Balance includes 5000 restricted shares. |
(2) |
Balance includes 1,405 shares previously acquired through the Employee Stock Purchase Plan. |
(3) |
Performance Shares awarded pursuant to the Exelon Long Term Incentive Plan. 1/3 of the shares awarded vest immediately upon receipt. The remaining shares vest in 1/3 increments on each of the first and second anniversaries of the award date. Under certain circumstances some or all of the vested shares may be settled in cash on a 1 for 1 basis based on the cash value of the underlying stock on the date of vesting. |
(4) |
Phantom shares held in a multi-fund deferred compensation plan to be settled for cash upon the reporting person's termination of employment for any reason on a 1:1 basis. Shares are acquired through regular periodic contributions, company matching contributions, and the automatic reinvestment of dividends. |
(5) |
Non qualified employee stock options, awarded pursuant to the Exelon Long Term Incentive Plan. Options vest in 1/3 increments on each of the first three anniversaries of the grant date, referenced in column one, and expire on the tenth anniversay of the grant date. |
(6) |
Non qualified employee stock options, awarded pursuant to the Exelon Long Term Incentive Plan. Options vest in 1/4 increments on each of the first four anniversaries of the grant date, referenced in column one, and expire on the tenth anniversay of the grant date. |