UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Carlyle/Riverstone Global Energy & Power Fund III L P 712 FIFTH AVENUE, 51ST FLOOR NEW YORK, NY 10019 |
 |  X |  |  |
Carlyle/Riverstone Energy Partners III, L.P. 712 FIFTH AVENUE, 51ST FLOOR NEW YORK, NY 10019 |
 |  X |  |  |
C/R Energy GP III, LLC 712 FIFTH AVENUE, 51ST FLOOR NEW YORK, NY 10019 |
 |  X |  |  |
C/R Energy Jade, LLC 712 FIFTH AVENUE, 51ST FLOOR NEW YORK, NY 10019 |
 |  X |  |  |
By: /s/ Thomas J. Walker, as authorized signatory of C/R Energy GP III, LLC, the GP of Carlyle/Riverstone Energy Partners III, L.P., the GP of Carlyle/Riverstone Global Energy & Power Fund III, L.P., the controlling member of C/R Energy Jade, LLC | 06/12/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These securities are directly held by C/R Energy Jade LLC ("Jade"). C/R Energy GP III, LLC ("Ultimate GP") is the general partner of Carlyle/Riverstone Energy Partners III, L.P. ("C/R GP"), which is the general partner of Carlyle/Riverstone Global Energy and Power Fund III, L.P. ("Fund III LP") which is the controlling member of Jade. Each of Ultimate GP, C/R GP and Fund III LP may be deemed to indirectly own the common stock directly owned by Jade. |
 Remarks: Explanatory Note: This amendment is being filed to include C/R Energy Jade, LLC as a reporting person. The information included in Table I above represents ownership information previously reported on the original Form 3, dated June 11, 2015. |