UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): November 12, 2014

 

 

ARC Group Worldwide, Inc.

(Exact Name of Registrant as Specified in its Charter)

 

Utah

(State or other jurisdiction of incorporation)

 

001-33400

(Commission File Number)

 

87-0454148

(IRS Employer Identification No.)

 

 

 

810 Flightline Blvd.

Deland, FL

 

32724

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code:  303-467-5236

 

Former Name or Former Address, if Changed Since Last Report:          

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o                                    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o                                    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o                                    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o                                    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 0240.13e-4(c))

 

 

 



 

Item 2.02.  Results of Operations and Financial Condition

 

On November 12, 2014, ARC Group Worldwide, Inc. (the “Company”) announced its financial results for the quarter ended September 28, 2014.  The full text of the press release issued in connection with the announcement is furnished as Exhibit 99.1 to this Current Report on Form 8-K.

 

The information in this Current Report on Form 8-K (including Exhibit 99.1) shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act, except as expressly set forth by specific reference in such a filing.

 

Item 8.01.  Other Events

 

On November 12, 2014, the Company received a letter from the Nasdaq Stock Market, LLC (“Nasdaq”), notifying the Company that it is no longer deficient in respect of the periodic report filing requirements of Nasdaq, which had been disclosed on Form 8-K filed with the U.S. Securities & Exchange Commission on October 17, 2014.  On the basis of the filing on November 12, 2014 of the Company’s Form 10-K for the fiscal year ended June 30, 2014, the Nasdaq staff determined that the Company is no longer deficient and complies with the applicable Nasdaq rules.  The matter has been closed by Nasdaq.

 

Item 9.01.  Financial Statements and Exhibits

 

(d)                                 Exhibits

 

The following exhibit relating to Item 2.02 shall be deemed to be furnished, and not filed:

 

99.1                        Press Release dated November 12, 2014.

 

ii



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

ARC Group Worldwide, Inc.

 

 

(Registrant)

 

 

 

 

 

 

Date:      November 12, 2014

By:

/s/ Jason T. Young

 

 

Name:

Jason T. Young

 

 

Title:

President and Chief Executive Officer

 

iii



 

EXHIBIT INDEX

 

Exhibit No.

 

Description

 

 

 

99.1

 

Press Release entitled “ARC GROUP WORLDWIDE, INC. REPORTS RECORD QUARTERLY RESULTS” issued by the Company on November 12, 2014.

 

iv