UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported): March 19, 2008

 

ASCENT SOLAR TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)

 

Delaware

 

001-32919

 

20-3672603

(State or other jurisdiction

 

(Commission

 

(I.R.S. Employer

of incorporation)

 

File Number)

 

Identification No.)

 

8120 Shaffer Parkway

 

 

Littleton, Colorado

 

80127

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (303) 420-1141

 

Not Applicable

Former name or former address, if changed since last report

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 8.01  Other Events.

 

In connection with lock-up agreements established between the officers, directors and certain shareholders of Ascent Solar Technologies, Inc. (the “Company”) and the underwriters named in the Registration Statement on Form S-3 filed by the Company on March 14, 2008, Matthew Foster, Janet Casteel, Dr. Joe Armstrong, Dr. Mohan Misra, and ITN Energy Systems, Inc. have suspended or terminated each of their Rule 10b5-1 trading plans, under which each had sold shares of common stock of the Company.

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

ASCENT SOLAR TECHNOLOGIES, INC.

 

 

 

March 19, 2008

By:

/s/ Matthew B. Foster

 

 

Name: Matthew B. Foster

 

 

Title: President & CEO

 

 

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