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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Thyssen-Bornemisza Georg Heinrich C/O IHS INC. 15 INVERNESS WAY EAST ENGLEWOOD, CO 80112 |
X |
/s/Stephen Green, by power of attorney Name: Stephen Green | 05/18/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On May 14, 2007, the Thyssen-Bornemisza Continuity Trust (the "Continuity Trust") , of which Georg Heinrich Thyssen-Bornemisza ("Thyssen-Bornemisza") was a primary beneficiary, ddistributed all of its assets to separate trusts for the benefit of the persons who were beneficiaries of the Continuity Trust. That included a distribution of all the shares of Favorita Holdings Limited ("Favorita") to Kaszony Trustees Limited, as trustee of the TB Continuity II Trust (the "Continuity II Trust"), of which Thyssen-Bornemisza is the primary beneficiary. Favorita is the sole shareholder of TBG Holdings NV ("TBG"), which in turn is the sole shareholder of Urvanos Investments Limited ("Urvanos"). Thyssen-Bornemisza is one of six directors of TBG. |
(2) | He is not an officer or a director of Favorita or Urvanos. Urvanos owns 938,859 shares of Class A Common Stock and 13,500,000 shares of Class B Common Stock, which are convertible into 13,500,000 shares of Class A Common Stock. Thyssen-Bornemisza disclaims, for the purpose of determining under Rule 16a-1(a)(1) whether he is a beneficial owner of more than 10 per cent of the Class A Common Stock, beneficial ownership of any of the shares owned by Urvanos, because he does not have the power to vote, or to direct the voting, or to dispose, or to direct the disposition, of those shares. |