UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

 


 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 


 

Date of Report (Date of earliest event reported):  December 6, 2006

 

Fidelity D & D Bancorp, Inc.

(Exact name of registrant as specified in its charter)

 

Pennsylvania

 

333-90273

 

23-3017653

(State or other jurisdiction

 

(Commission

 

(IRS Employer

of incorporation)

 

File Number)

 

Identification No.)

 

Blakely and Drinker Streets, Dunmore, PA

 

18512

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code:  570-342-8281

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o                    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o                    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o                    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o                    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 




 

Fidelity D & D Bancorp, Inc.

CURRENT REPORT ON FORM 8-K

Item 8.01  OTHER EVENTS

On December 6, 2006, the President and Chief Executive Officer issued a letter to shareholders regarding an explanation behind the year-to-date 2006 performance of the registrant.  The letter is attached hereto and incorporated by reference into this Item 8.01.

ITEM 9.01  FINANCIAL STATEMENTS AND EXHIBITS.

(d) Exhibits.

Exhibit Number

 

Description

 

 

 

 

 

 

 

99.1

 

Copy of the letter to shareholders, dated December 1, 2006.

2




 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Fidelity D & D Bancorp, Inc.

 

 

 

 

 

 

Date: December 7, 2006

 

BY:

/s/ Salvatore R. DeFrancesco, Jr.

 

 

Name:

Salvatore R. DeFrancesco, Jr.

 

 

Title:

Treasurer & Chief Financial Officer

3




 

EXHIBIT INDEX

 

 

 

PAGE NO. IN

 

 

 

 

MANUALLY

 

 

 

 

SIGNED

EXHIBIT NO.

 

 

 

ORIGINAL

 

 

 

 

 

99.1

 

Letter to Shareholders, dated December 1, 2006.

 

5

 

4