Delaware
(State
or other jurisdiction of
incorporation
or organization)
|
86-0883978
(I.R.S.
Employer Identification No.)
|
9
Commercial Blvd., Suite 200
Novato,
California
(Address
of Principal Executive Offices)
|
94949
(Zip
Code)
|
Title
of Securities to be Registered
|
Amount
to be
Registered
(1)
|
Proposed
Maximum
Offering
Price Per
Share
|
Proposed
Maximum
Aggregate
Offering
Price
|
Amount
of
Registration
Fee
|
Common
Stock, $0.001 par value
Common
Stock Rights (3)
|
1,395,360
|
$ 2.71 (2)
|
$3,781,425.60 (2)
|
$211.00
|
(1)
|
Pursuant
to Rule 416(a) under the Securities Act of 1933, as amended (the
“Securities Act”), this Registration Statement also covers any additional
shares of the Common Stock (the “Common Stock”) of Raptor Pharmaceutical
Corp. (the “Registrant”) that may be offered or issued under the plan to
prevent dilution resulting from stock splits, stock dividends or similar
transactions. On July 27, 2009, the Registrant entered into an
Agreement and Plan of Merger and Reorganization (the “Merger Agreement”)
with Raptor Pharmaceuticals Corp. (“RPC”) and ECP Acquisition, Inc., a
Delaware corporation and wholly-owned subsidiary of the Registrant
(“Merger Sub”), pursuant to which Merger Sub merged with and into the RPC
(the “Merger”) on September 29, 2009. At the effective time of the Merger,
each outstanding stock option to purchase common stock of RPC not
exercised immediately prior to the effective time of the Merger, whether
or not vested, was assumed by the Registrant and became exercisable for
shares of Common Stock in accordance with the terms of the Merger
Agreement and the Registrant assumed the Raptor Pharmaceuticals Corp. 2006
Equity Incentive Plan (now known as the Raptor Pharmaceutical Corp. 2006
Equity Incentive Plan), pursuant to which the shares being registered
hereunder will be subject.
|
(2)
|
Estimated
solely for the purpose of calculating the amount of the registration fee
pursuant to Rule 457(c) and Rule 457(h) of the Securities Act. The
proposed maximum offering price per share and the proposed maximum
aggregate offering price with respect to 367,679 of the shares are
calculated based on $3.41 per share, the average of the high and low
prices of Registrant’s Common Stock, as reported on the Nasdaq Capital
Market on November 10, 2009, a date within five business days prior to the
filing of this Registration Statement. The proposed maximum
offering price per share and the proposed maximum aggregate offering price
with respect to 1,027,681 of the shares are calculated using a weighted
average exercise price of approximately $2.46 per share for such options
issued and outstanding under the Raptor Pharmaceutical Corp. 2006 Equity
Incentive Plan based on exercise prices ranging from approximately $0.85 to $4.27
per share.
|
(3)
|
Comprised
of associated rights to purchase shares of the Registrant’s Series A
Participating Preferred Stock Purchase Rights, par value $0.001 per share
(the “Preferred Share Purchase Rights”). The Preferred Share Purchase
Rights are attached to shares of the Common Stock in accordance with the
Rights Agreement, dated as of May 13, 2005, as amended from time to time,
by and between the Registrant and American Stock Transfer & Trust
Company (replacing The Nevada Agency and Trust Company), as Rights Agent
(the “Rights Agreement”). The Preferred Share Purchase Rights are not
exercisable until the occurrence of certain events specified in the Rights
Agreement, are evidenced by the stock certificates representing the Common
Stock and are transferable solely with the Common Stock. The
value attributable to the Preferred Share Purchase Rights, if any, is
reflected in the value of the Common
Stock.
|
*
|
The
documents containing the information specified in “Item 1. Plan
Information” and “Item 2. Registrant Information and Employee Plan Annual
Information” of this Registration Statement will be sent or given to
participants of the Registrant’s Raptor Pharmaceutical Corp. 2006 Equity
Incentive Plan, as specified by Rule 428(b)(1) under the Securities Act.
In accordance with the Note to Part I of Form S-8, such documents are not
required to be, and are not, filed with the U.S. Securities and Exchange
Commission (the “Commission”) either as part of this Registration
Statement or as a prospectus or prospectus supplement pursuant to Rule 424
under the Securities Act. These documents and the documents incorporated
by reference in this Registration Statement pursuant to Item 3 of
Part II of this Registration Statement, taken together, constitute a
prospectus that meets the requirements of Section 10(a) of the Securities
Act.
|
(a)
|
The
Registrant’s Prospectus dated August 28, 2009, filed pursuant to Rule
424(b) under the Securities Act, which relates to the Registrant’s
Registration Statement on Form S-4 (File No. 333-161424) (including the
exhibits thereto, the “Form S-4 Registration Statement”), which contains
the Registrant’s audited financial statements for the latest fiscal year
for which such statements have been filed;
|
(b)
|
The
Registrant’s Quarterly Report on Form 10-Q for the quarterly period
ended March 31, 2009 filed with the Commission on May 1,
2009;
|
(c)
|
The
Registrant’s Quarterly Report on Form 10-Q for the quarterly period
ended June 30, 2009 filed with the Commission on August 11,
2009;
|
(d)
|
The
Registrant’s Current Report on Form 8-K filed with the Commission on
September 25, 2008;
|
(e)
|
The
Registrant’s Current Report on Form 8-K filed with the Commission on
October 2, 2008;
|
(f)
|
The
Registrant’s Current Report on Form 8-K filed with the Commission on
October 7, 2008;
|
(g)
|
The
Registrant’s Current Report on Form 8-K filed with the Commission on
November 10, 2008;
|
(h)
|
The
Registrant’s Current Reports on Form 8-K filed with the Commission on
November 12, 2008;
|
(i)
|
The
Registrant’s Current Report on Form 8-K filed with the Commission on
November 26, 2008;
|
(j)
|
The
Registrant’s Current Report on Form 8-K filed with the Commission on
December 1, 2008;
|
(k)
|
The
Registrant’s Current Report on Form 8-K filed with the Commission on
December 2, 2008;
|
(l)
|
The
Registrant’s Current Report on Form 8-K filed with the Commission on
February 9, 2009;
|
(m)
|
The
Registrant’s Current Report on Form 8-K filed with the Commission on
March 27, 2009;
|
(n)
|
The
Registrant’s Current Report on Form 8-K filed with the Commission on
March 31, 2009;
|
(o)
|
The
Registrant’s Current Report on Form 8-K filed with the Commission on
April 2, 2009;
|
(p)
|
The
Registrant’s Current Report on Form 8-K filed with the Commission on
April 24, 2009;
|
(q)
|
The
Registrant’s Current Report on Form 8-K filed with the Commission on
May 1, 2009;
|
(r)
|
The
Registrant’s Current Report on Form 8-K filed with the Commission on
May 29, 2009;
|
(s)
|
The
Registrant’s Current Report on Form 8-K filed with the Commission on
June 17, 2009;
|
(t)
|
The
Registrant’s Current Report on Form 8-K filed with the Commission on
July 22, 2009;
|
(u)
|
The
Registrant’s Current Report on Form 8-K filed with the Commission on
July 28, 2009;
|
(v)
|
The
Registrant’s Current Report on Form 8-K filed with the Commission on
July 31, 2009;
|
(w)
|
The
Registrant’s Current Report on Form 8-K filed with the Commission on
October 5, 2009;
|
(x)
|
The
Registrant’s Current Report on Form 8-K/A filed with the Commission on
October 7, 2009;
|
(y)
|
The
Registrant’s Current Report on Form 8-K/A filed with the Commission on
October 9, 2009;
|
(z)
|
The
Registrant’s Current Report on Form 8-K/A filed with the Commission on
November 3, 2009;
|
(aa)
|
The
description of Common Stock contained in the Registrant’s Registration
Statement on Form 10-SB filed with the SEC on March 17, 1999 (File No.
000-25571), as amended by that certain Registration Statement on Form
10-SB/A filed on August 19, 1999 (File No. 000-25571), which description
has been updated by the Registrant’s Joint Proxy Statement on Schedule 14A
filed on June 19, 2009 (File No. 333-161424); and
|
(bb)
|
The
description of the Registrant’s Series A Participating Preferred
Stock contained in the Registrant’s Registration Statement on
Form 8-A filed on May 16, 2005 (File No. 000-25571), pursuant to
Section 12(b) of the Exchange Act, including any amendment or report
filed for the purpose of updating such description.
|
Exhibit
Number
|
|
Description
of Document
|
4.1
|
|
Certificate
of Incorporation (incorporated by reference to Exhibit 3.1 to the
Registrant’s Current Report on Form 8-K, filed on October 10,
2006).
|
4.2
|
Certificate
of Amendment to Certificate of Incorporation (incorporated by
reference to Exhibit 3.3 to the Registrant’s Current Report on Form 8-K,
filed on October 10, 2006).
|
|
4.3
|
Articles
of Conversion (incorporated by reference to Exhibit 3.4 to the
Registrant’s Current Report on Form 8-K, filed on October 10,
2006).
|
|
4.4
|
Certificate
of Conversion (incorporated by reference to Exhibit 3.5 to the
Registrant’s Current Report on Form 8-K, filed on October 10,
2006).
|
|
4.5
|
Certificate
of Amendment to Certificate of Incorporation (incorporated by
reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K,
filed on October 5, 2009).
|
|
4.6
|
|
Bylaws
(incorporated by reference to Exhibit 3.2 to the Registrant’s Current
Report on Form 8-K, filed on October 10, 2006).
|
4.7
|
|
Amendment
to Bylaws (incorporated by reference to Exhibit 3.6 to the Registrant’s
Annual Report on Form 10-K, filed on March 29, 2007).
|
4.8
|
|
Rights
Agreement, dated as of May 13, 2005, between the Registrant and
American Stock Transfer & Trust Company (replacing The Nevada Agency
and Trust Company), as Rights Agent (incorporated by reference to Exhibit
99.2 to the Registrant’s Current Report on Form 8-K filed on May 16,
2005).
|
4.9
|
|
Amendment
to Rights Agreement, dated as of June 7, 2006, between the Registrant
and Registrant and American Stock Transfer & Trust Company (replacing
The Nevada Agency and Trust Company), as Rights Agent (incorporated by
reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K,
filed on June 12, 2006).
|
4.10
|
|
Amendment
to Rights Agreement, dated as of October 3, 2006, between the
Registrant and Registrant and American Stock Transfer & Trust Company
(replacing The Nevada Agency and Trust Company), as Rights Agent
(incorporated by reference to Exhibit 4.19 to the Registrant’s Annual
Report on Form 10-K, filed on March 29, 2007).
|
4.11
|
Amendment
to Rights Agreement, dated as of July 27, 2009 between the Registrant and
Registrant and American Stock Transfer & Trust Company (replacing The
Nevada Agency and Trust Company), as Rights Agent (incorporated by
reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K,
filed on July 28, 2009).
|
|
4.12*
|
Raptor
Pharmaceutical Corp. 2006 Equity Incentive Plan, as amended, and forms of
agreements related thereto.
|
|
5.1*
|
|
Opinion
of Paul, Hastings, Janofsky & Walker LLP
|
23.1*
|
|
Consent
of Burr, Pilger & Mayer, LLP Independent Registered Public Accounting
Firm to Raptor Pharmaceutical Corp. and Raptor Pharmaceuticals
Corp.
|
23.2*
|
|
Consent
of Ernst & Young LLP, Independent Registered Public Accounting Firm to
TorreyPines Therapeutics, Inc., prior to its merger with Raptor
Pharmaceuticals Corp.
|
23.3*
|
|
Consent
of Paul, Hastings, Janofsky & Walker LLP. Reference is made
to Exhibit 5.1.
|
24.1*
|
|
Power
of Attorney. Reference is made to the signature page of this
Registration Statement on Form S-8.
|
By:
|
/s/ Christopher M.
Starr
|
|
Christopher
M. Starr, Ph.D.
|
|
Chief
Executive Officer and Director
|
Signature
|
Title
|
Date
|
/s/ Christopher M. Starr
Christopher
M. Starr, Ph.D.
|
Chief
Executive Officer and Director
(Principal
Executive Officer)
|
November
13, 2009
|
/s/ Kim R. Tsuchimoto
Kim
R. Tsuchimoto, C.P.A.
|
Chief
Financial Officer, Treasurer & Secretary
(Principal
Financial and Accounting Officer)
|
November
13, 2009
|
/s/ Raymond W. Anderson
Raymond
W. Anderson
|
Director
|
November
13, 2009
|
/s/ Richard L. Franklin
Richard
L. Franklin, M.D., Ph.D.
|
Director
|
November
13, 2009
|
/s/ Llew Keltner
Llew
Keltner, M.D., Ph.D.
|
Director
|
November
13, 2009
|
/s/ Erich Sager
Erich
Sager
|
Director
|
November
13, 2009
|
Exhibit
Number
|
|
Description
of Document
|
4.1
|
|
Certificate
of Incorporation (incorporated by reference to Exhibit 3.1 to the
Registrant’s Current Report on Form 8-K, filed on October 10,
2006).
|
4.2
|
Certificate
of Amendment to Certificate of Incorporation (incorporated by
reference to Exhibit 3.3 to the Registrant’s Current Report on Form 8-K,
filed on October 10, 2006).
|
|
4.3
|
Articles
of Conversion (incorporated by reference to Exhibit 3.4 to the
Registrant’s Current Report on Form 8-K, filed on October 10,
2006).
|
|
4.4
|
Certificate
of Conversion (incorporated by reference to Exhibit 3.5 to the
Registrant’s Current Report on Form 8-K, filed on October 10,
2006).
|
|
4.5
|
Certificate
of Amendment to Certificate of Incorporation (incorporated by
reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K,
filed on October 5, 2009).
|
|
4.6
|
|
Bylaws
(incorporated by reference to Exhibit 3.2 to the Registrant’s Current
Report on Form 8-K, filed on October 10, 2006).
|
4.7
|
|
Amendment
to Bylaws (incorporated by reference to Exhibit 3.6 to the Registrant’s
Annual Report on Form 10-K, filed on March 29, 2007).
|
4.8
|
|
Rights
Agreement, dated as of May 13, 2005, between the Registrant and
American Stock Transfer & Trust Company (replacing The Nevada Agency
and Trust Company), as Rights Agent (incorporated by reference to Exhibit
99.2 to the Registrant’s Current Report on Form 8-K filed on May 16,
2005).
|
4.9
|
|
Amendment
to Rights Agreement, dated as of June 7, 2006, between the Registrant
and Registrant and American Stock Transfer & Trust Company (replacing
The Nevada Agency and Trust Company), as Rights Agent (incorporated by
reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K,
filed on June 12, 2006).
|
4.10
|
|
Amendment
to Rights Agreement, dated as of October 3, 2006, between the
Registrant and Registrant and American Stock Transfer & Trust Company
(replacing The Nevada Agency and Trust Company), as Rights Agent
(incorporated by reference to Exhibit 4.19 to the Registrant’s Annual
Report on Form 10-K, filed on March 29, 2007).
|
4.11
|
Amendment
to Rights Agreement, dated as of July 27, 2009 between the Registrant and
Registrant and American Stock Transfer & Trust Company (replacing The
Nevada Agency and Trust Company), as Rights Agent (incorporated by
reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K,
filed on July 28, 2009).
|
|
4.12*
|
Raptor
Pharmaceutical Corp. 2006 Equity Incentive Plan, as amended, and forms of
agreements related thereto.
|
|
5.1*
|
|
Opinion
of Paul, Hastings, Janofsky & Walker LLP
|
23.1*
|
|
Consent
of Burr, Pilger & Mayer, LLP Independent Registered Public Accounting
Firm to Raptor Pharmaceutical Corp. and Raptor Pharmaceuticals
Corp.
|
23.2*
|
|
Consent
of Ernst & Young LLP, Independent Registered Public Accounting Firm to
TorreyPines Therapeutics, Inc., prior to its merger with Raptor
Pharmaceuticals Corp.
|
23.3*
|
|
Consent
of Paul, Hastings, Janofsky & Walker LLP. Reference is made
to Exhibit 5.1.
|
24.1*
|
|
Power
of Attorney. Reference is made to the signature page of this
Registration Statement on Form S-8.
|