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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 10.5 | (3) | 03/02/2016 | Common Stock | 131,250 | 131,250 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 13.19 | (4) | 02/13/2016 | Common Stock | 168,750 | 168,750 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 23.88 | (5) | 03/01/2017 | Common Stock | 250,000 | 250,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 25.85 | (6) | 03/03/2015 | Common Stock | 35,500 | 35,500 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 26.36 | (4) | 08/08/2015 | Common Stock | 112,500 | 112,500 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 32.29 | (7) | 03/01/2018 | Common Stock | 150,000 | 150,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 36.59 | (8) | 04/02/2019 | Common Stock | 54,000 | 54,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 55.71 | (9) | 04/01/2020 | Common Stock | 68,011 | 68,011 | D | ||||||||
Restricted Stock Units -4 | (10) | (11) | (12) | Common Stock | 15,625 | 15,625 | D | ||||||||
Restricted Stock Units -5 | (10) | (13) | (12) | Common Stock | 18,750 | 18,750 | D | ||||||||
Restricted Stock Units -6 | (10) | (14) | (12) | Common Stock | 20,250 | 20,250 | D | ||||||||
Restricted Stock Units -7 | (10) | (15) | (12) | Common Stock | 34,006 | 34,006 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SWAN ROBERT HOLMES C/O EBAY INC. 2065 HAMILTON AVE. SAN JOSE, CA 95125 |
SVP, Finance & CFO |
Robert Holmes Swan | 02/03/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person received 40,000 shares of common stock as a result of the vesting of the first tranche of 20% of a performance share unit award granted in 2012. Vesting of this portion of the performance share unit award was contingent upon eBay Inc.'s total stockholder return exceeding the median return of its 2012 peer group during 2013 or over the cumulative performance period 2012-2013. The reporting person will not be able to sell the shares issued under the award until the earlier to occur of December 31, 2017 or a change in control. |
(2) | Represents shares reacquired to satisfy tax withholding obligations in connection with the vesting of 40,000 shares of restricted stock granted to the Reporting Person in 2012 (see footnote 1). |
(3) | The option grant is subject to a four-year vesting schedule, vesting 12.5% on 9/1/09 and 1/48th per month thereafter. |
(4) | The option grant is subject to a four-year vesting schedule, vesting 12.5% on 2/8/09 and 1/48th per month thereafter. |
(5) | The option grant is subject to a four-year vesting schedule, vesting 12.5% on 9/1/10 and 1/48th per month thereafter. |
(6) | The option grant is subject to a four-year vesting schedule, vesting 12.5% on 9/1/08 and 1/48th per month thereafter. |
(7) | The option grant is subject to a four-year vesting schedule, vesting 12.5% on 9/1/11 and 1/48th per month thereafter. |
(8) | The option grant is subject to a four-year vesting schedule, vesting 12.5% on 10/1/12 and 1/48th per month thereafter. |
(9) | The option grant is subject to a four-year vesting schedule, vesting 12.5% on 10/1/13 and 1/48th per month thereafter. |
(10) | Each restricted stock unit represents a contingent right to receive one share of eBay's common stock. |
(11) | The reporting person received 62,500 restricted stock units subject to a four-year vesting schedule, vesting 25% on 3/1/11 and 25% each year thereafter. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. |
(12) | Not Applicable. |
(13) | The reporting person received 37,500 restricted stock units subject to a four-year vesting schedule, vesting 25% on 3/1/12 and 25% each year thereafter. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. |
(14) | The reporting person received 27,000 restricted stock units subject to a four-year vesting schedule, vesting 25% on 4/1/13 and 25% each year thereafter. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. |
(15) | The reporting person received 34,006 restricted stock units subject to a four-year vesting schedule, vesting 25% on 4/1/14 and 25% each year thereafter. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. |