FORM 4 U.S. Securities and Exchange Commission [ ] Check box if no Washington, D.C. 20549 longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ------------------------------------------ ----------------------------------------------------------------------------------------- 1. Name and Address 2. Issuer Name and 6. Relationship of Reporting of Reporting Person Ticker or Trading Symbol Person to Issuer (Check all applicable) Ronald J. Bauer The Bauer Partnership, Inc. - BUER X Director X 10% Owner ----- ----- X Officer (give Other (Specify ----- title ----- below) below) CEO ------------------------------------------ ----------------------------------------------------------------------------------------- 2 Lansdowne Row, Ste. 358 3. IRS or Social Security 4. Statement for Number of Reporting Person (Month/Year) 10/02 (Voluntary) N/A ------------------------------ --------------------------------- ------------------------------------------------------------------- 5. If Amendment, Date of Mayfair, London WIJ 6HL Original (Month/Year) ------------------------------ ----------------------------------------------------------------------------------------------------- England Table I - Non-Derivative Securities, Acquired, Disposed of, or Beneficially Owned ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of 2. Transaction 3. Transaction 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of Security Date Code or Disposed of (D) Securities Form: Indirect (Instruction 3) Beneficially Direct (D) Beneficial (Month/Day/ (Instruction 8) (Instructions 3, 4 and 5) Owned at or Indirect Ownership Year) End of (I) (Instruction 4) Month (Instruction 4) (Instructions 3 and 4) Code V Amount (A) Price or (D) ------------------------------------------------------------------------------------------------------------------------------------ Beneficial Common Stock 3-02 I 1,066,667 A $320,000 18,331,200 I Owner of Fleming Financial ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 6-02 I 800 D $640 19,397,867 ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 10-02 I 1,000,000 A $50,000 19,398,667 I Beneficial Owner of Fleming Financial ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) Form 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g. puts, calls, warrants, options, convertible securities.) --------------- ------------- ---------- ------------ --------------- -------------- ------------------ ---------- ----------- 1. Title of 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date 7. Title and 8. Price 9. Number Derivative sion or action action Derivative Exercis- Amount of of of Security exercise Date Code Securities able Underlying Der- Deriva- (Instruction Price of (Month/ (Instruc- Acquired and Securities iva- tive 3) Deriva- Day/ tion 8) (A) or Expira- (Instructions tive Securi- tive Year) Disposed tion 3 and 4) Secur- ties Security of (D) Date ity Benefi- (Instructions (Month/ (Ins- cially 3 and 4) Day/ truc- Owned Year) tion 5) at End of Month (Instruc- tion 4) --------------- ------------- ---------- ------ ----- -------- ------ -------- ----- --------- -------- ---------- ----------- T V (A) (D) Date Exp- Title Amount Exer- ira- or Num- cisa- tion ber of ble Date Shares --------------- ------------- ---------- ------ ----- -------- ------ -------- ----- --------- -------- ---------- ----------- --------------- ------------- ---------- ------ ----- -------- ------ -------- ----- --------- -------- ---------- ----------- --------------- ------------- ---------- ------ ----- -------- ------ -------- ----- --------- -------- ---------- ----------- 10.Own- 11. Nature ership of Form In- of direct Deriva- Benefi- tive cial Secur- Owner- ity: ship Direct (Ins- (D) or truc- Indirect tion 4) (I) (Instruc- tion 4) ----------- ------------- ----------- ------------- ----------- ------------- ----------- ------------- Explanation of Responses: /s/ Ronald J. Bauer 11-04-02 ----------------------- ----------- **Signature of Reporting Person Date Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).